SOPHIRIS BIO INC

CUSIP: 83578Q209 Class: FOREIGN CANADIAN

AUA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001706915)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 5,100 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 6,100 Value ($000) $2 Avg Close — Range —
Q3 2019
Shares 6,100 Value ($000) $4 Avg Close — Range —
Q2 2019
Shares 6,100 Value ($000) $5 Avg Close — Range —
Q1 2019
Shares 6,534 Value ($000) $6 Avg Close — Range —
Q4 2018
Shares 6,534 Value ($000) $5 Avg Close — Range —
Q3 2018
Shares 6,534 Value ($000) $18 Avg Close — Range —
Q2 2018
Shares 6,534 Value ($000) $18 Avg Close — Range —
Q1 2018
Shares 6,534 Value ($000) $13 Avg Close — Range —
Q4 2017
Shares 1,100 Value ($000) $2 Avg Close — Range —