SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

DUPONT CAPITAL MANAGEMENT CORP's Holding History (CIK: 0001128251)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 39,757 Value ($000) $346 Avg Close $8.43 Range $7.18 - $10.71

Q3 2015

Shares 20,029 Value ($000) $168 Avg Close $15.93 Range $7.64 - $26.80

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	39,757	$346	$8.43	$7.18 - $10.71
Q3 2015	20,029	$168	$15.93	$7.64 - $26.80