SOUND POINT MERIDIAN CAP INC

Ticker: SPMC CUSIP: 83617A108 Class: COMMON STOCK

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (3)

Thomas J. Herzfeld Advisors, Inc.
Value ($000) $189 Shares 13,720
HARBOUR INVESTMENTS, INC.
Value ($000) $3 Shares 252
BNP PARIBAS ARBITRAGE, SA
Value ($000) $3 Shares 200

Increased Positions (6)

Everest Management Corp.
Value ($000) $1,097 (-16.3%) Shares 79,798 (+5.6%)
Virtus Investment Advisers, LLC
Value ($000) $407 (-14.8%) Shares 29,620 (+7.5%)
CITADEL ADVISORS LLC
Value ($000) $388 (+45.3%) Shares 28,227 (+83.4%)
MORGAN STANLEY
Value ($000) $566 (+14.6%) Shares 41,148 (+44.6%)
UBS Group AG
Value ($000) $16 (+1631.6%) Shares 1,180 (+2085.2%)
OSAIC HOLDINGS, INC.
Value ($000) $6 (+318.5%) Shares 456 (+442.9%)

Decreased Positions (3)

Running Point Capital Advisors, LLC
Value ($000) $433 (-23.3%) Shares 31,511 (-3.3%)
MARSHALL WACE, LLP
Value ($000) $370 (-65.4%) Shares 26,897 (-56.3%)
OPPENHEIMER & CO INC
Value ($000) $188 (-34.7%) Shares 13,700 (-17.5%)

Exited Positions (2)

B. Riley Financial, Inc.
Value ($000) $147 Shares 47,510
Rockefeller Capital Management L.P.
Value ($000) $6 Shares 362