CUSIP: 842587DZ7 Class: NOTE 4.500% 6/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Ovata Capital Management Ltd | 10,000,000 | $10,695 |
| CONNING INC. | 5,610,000 | $5,995 |
| Brevan Howard Capital Management LP | 10,000,000 | $10,706 |
| Voya Investment Management LLC | 8,000,000 | $8,556 |
| ROYAL BANK OF CANADA | 20,844,000 | $22,281 |
| BARCLAYS PLC | 7,593,000 | $8,117 |
| MML INVESTORS SERVICES, LLC | 70,000 | $75 |
| NewEdge Advisors, LLC | 25,000 | $27 |
| Goldstein Advisors, LLC | 10,000 | $11 |
| CoreCap Advisors, LLC | 6,000 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PenderFund Capital Management Ltd. | 20,000,000 | 30,000,000 | +10,000,000 (+50.0%) |
| Lombard Odier Asset Management (Europe) Ltd | 2,200,000 | 30,038,000 | +27,838,000 (+1265.4%) |
| ZAZOVE ASSOCIATES LLC | 26,965,000 | 28,550,000 | +1,585,000 (+5.9%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 43,579,000 | 53,292,000 | +9,713,000 (+22.3%) |
| MUFG SECURITIES AMERICAS INC. | 1,000,000 | 3,600,000 | +2,600,000 (+260.0%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 4,320,000 | 46,935,000 | +42,615,000 (+986.5%) |
| VICTORY CAPITAL MANAGEMENT INC | 2,850,000 | 29,777,000 | +26,927,000 (+944.8%) |
| LORD, ABBETT & CO. LLC | 8,315,000 | 17,085,000 | +8,770,000 (+105.5%) |
| CITIGROUP INC | 1,547,000 | 10,427,000 | +8,880,000 (+574.0%) |
| TORONTO DOMINION BANK | 114,000 | 3,394,000 | +3,280,000 (+2877.2%) |
| BANK OF AMERICA CORP /DE/ | 2,453,000 | 14,348,000 | +11,895,000 (+484.9%) |
| Man Group plc | 2,050,000 | 3,850,000 | +1,800,000 (+87.8%) |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 24,350,000 | 26,400,000 | +2,050,000 (+8.4%) |
| Jefferies Financial Group Inc. | 664,000 | 1,209,000 | +545,000 (+82.1%) |
| JPMORGAN CHASE & CO | 45,305,000 | 46,036,000 | +731,000 (+1.6%) |
| Russell Investments Group, Ltd. | 2,406,000 | 2,877,000 | +471,000 (+19.6%) |
| GOLDMAN SACHS GROUP INC | 8,178,000 | 8,678,000 | +500,000 (+6.1%) |
| WELLS FARGO & COMPANY/MN | 1,569,000 | 1,843,000 | +274,000 (+17.5%) |
| &PARTNERS | 163,000 | 209,000 | +46,000 (+28.2%) |
| LAZARD ASSET MANAGEMENT LLC | 9,240,000 | 12,472,000 | +3,232,000 (+35.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 21,723,000 | 5,093,000 | -16,630,000 (-76.6%) |
| Calamos Advisors LLC | 141,259,000 | 10,607,000 | -130,652,000 (-92.5%) |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | 17,500,000 | 7,500,000 | -10,000,000 (-57.1%) |
| RWC Asset Management LLP | 14,545,000 | 11,610,000 | -2,935,000 (-20.2%) |
| SSI INVESTMENT MANAGEMENT LLC | 10,467,000 | 10,217,000 | -250,000 (-2.4%) |
| MACKAY SHIELDS LLC | 5,736,000 | 5,598,000 | -138,000 (-2.4%) |
| WELLINGTON MANAGEMENT GROUP LLP | 14,065,000 | 9,015,000 | -5,050,000 (-35.9%) |
| STATE STREET CORP | 24,050,000 | 17,550,000 | -6,500,000 (-27.0%) |
| FMR LLC | 12,886,000 | 9,101,000 | -3,785,000 (-29.4%) |
| Invesco Ltd. | 11,100,000 | 10,000,000 | -1,100,000 (-9.9%) |
| SUSQUEHANNA ADVISORS GROUP, INC. | 19,200,000 | 5,450,000 | -13,750,000 (-71.6%) |
| BlackRock, Inc. | 25,713,000 | 25,013,000 | -700,000 (-2.7%) |
| BNP PARIBAS ARBITRAGE, SA | 507,000 | 409,000 | -98,000 (-19.3%) |
| DEUTSCHE BANK AG\ | 1,032,000 | 950,000 | -82,000 (-7.9%) |
| Thrivent Financial for Lutherans | 9,060,000 | 6,605,000 | -2,455,000 (-27.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| ANGELO GORDON & CO., L.P. | 33,000,000 | $36,680 |
| SOROS FUND MANAGEMENT LLC | 84,500,000 | $94,022 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 27,904,000 | $30,984 |
| Lombard Odier Asset Management (Switzerland) SA | 18,314 | $21,957 |
| Aequim Alternative Investments LP | 29,500,000 | $32,863 |
| Context Capital Management, LLC | 19,000 | $21,166 |
| Sculptor Capital LP | 35,000,000 | $39,004 |
| Laffer Tengler Investments, Inc. | 26,790 | $3,051 |
| Boussard & Gavaudan Investment Management LLP | 3,300 | $3,704 |
| WHITEBOX ADVISORS LLC | 18,000,000 | $20,007 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 12,000,000 | $13,516 |
| LMR Partners LLP | 20,000,000 | $22,240 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 59,035,000 | $65,765 |
| TWO SIGMA INVESTMENTS, LP | 31,132,000 | $34,603 |
| Police & Firemen's Retirement System of New Jersey | 1,375,000 | $1,530 |
| AMERIPRISE FINANCIAL INC | 20,875,000 | $23,203 |
| Financiere des Professionnels - Fonds d,investissement inc. | 240,000 | $267 |
| NOMURA HOLDINGS INC | 30,265 | $2,868 |
| FIFTH THIRD BANCORP | 11,000 | $1,223 |