SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T401 Class: Convertible Preferred

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Focus Partners Wealth1,147,664$28,370
SEVEN MILE ADVISORY381,194$9,423
CSS LLC/IL323,419$8,028
GatePass Capital, LLC133,150$3,291
UBS Group AG26,983$667
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC21,113$522
WELLS FARGO & COMPANY/MN19,336$478
Beverly Hills Private Wealth, LLC9,697$240
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,787$69
MORGAN STANLEY645$16
OSAIC HOLDINGS, INC.295$7
WINMILL & CO. INC200$5
Total (12 institutions)2,066,483$51,117