CUSIP: 84762LAZ8 Class: NOTE 3.375% 6/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| CORBYN INVESTMENT MANAGEMENT INC/MD | 5,124,000 | $4,840 |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 5,000,000 | $5 |
| FINANCIAL CONSULATE, INC | 378,000 | $357 |
| HB Wealth Management, LLC | 971,000 | $913 |
| BANK OF AMERICA CORP /DE/ | 6,191,000 | $5,847 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Arena Capital Advisors, LLC- CA | 2,179,000 | 2,679,000 | +500,000 (+22.9%) |
| CSS LLC/IL | 2,580,000 | 8,780,000 | +6,200,000 (+240.3%) |
| OAKTREE CAPITAL MANAGEMENT LP | 16,221,000 | 27,496,000 | +11,275,000 (+69.5%) |
| AQR Arbitrage LLC | 4,000,000 | 5,375,000 | +1,375,000 (+34.4%) |
| ROYAL BANK OF CANADA | 1,571,000 | 4,362,000 | +2,791,000 (+177.7%) |
| JPMORGAN CHASE & CO | 28,311,000 | 29,733,000 | +1,422,000 (+5.0%) |
| BlackRock, Inc. | 14,475,000 | 15,275,000 | +800,000 (+5.5%) |
| Russell Investments Group, Ltd. | 4,289,000 | 4,349,000 | +60,000 (+1.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 21,100,000 | 9,028,000 | -12,072,000 (-57.2%) |
| MACKAY SHIELDS LLC | 8,128,000 | 7,857,000 | -271,000 (-3.3%) |
| BNP PARIBAS ARBITRAGE, SA | 3,104,000 | 2,625,000 | -479,000 (-15.4%) |
| Thrivent Financial for Lutherans | 13,929,000 | 10,759,000 | -3,170,000 (-22.8%) |
| Bank of New York Mellon Corp | 400,000 | 310,000 | -90,000 (-22.5%) |
| PALISADE CAPITAL MANAGEMENT, LP | 500,000 | 485,000 | -15,000 (-3.0%) |
| NOMURA HOLDINGS INC | 22,202 | 21,824 | -378 (-1.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Algebris (UK) Ltd | 11,950,000 | $11,124 |
| Point72 Asset Management, L.P. | 5,000,000 | $4,662 |
| MACQUARIE GROUP LTD | 2,551,000 | $2,377 |