CUSIP: 84921RAB6 Class: NOTE 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 13,500 | $15,285 |
| SONA ASSET MANAGEMENT (US) LLC | 26,500,000 | $30,158 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 23,500,000 | $26,673 |
| Brevan Howard Capital Management LP | 33,000,000 | $37,386 |
| Sculptor Capital LP | 10,000,000 | $11,386 |
| TWO SIGMA INVESTMENTS, LP | 34,707,000 | $39,392 |
| OAKTREE CAPITAL MANAGEMENT LP | 1,300,000 | $1,479 |
| MILLENNIUM MANAGEMENT LLC | 7,500,000 | $8,529 |
| ODDO BHF ASSET MANAGEMENT SAS | 205 | $233 |
| Daiwa Securities Group Inc. | 4,500,000 | $5 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 600,000 | $678 |
| Cerity Partners LLC | 19,000 | $22 |
| RAYMOND JAMES FINANCIAL INC | 18,000 | $20 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Ovata Capital Management Ltd | 25,500,000 | 87,500,000 | +62,000,000 (+243.1%) |
| ZAZOVE ASSOCIATES LLC | 9,795,000 | 49,276,000 | +39,481,000 (+403.1%) |
| SOROS FUND MANAGEMENT LLC | 184,800,000 | 194,500,000 | +9,700,000 (+5.2%) |
| DeepCurrents Investment Group LLC | 63,128,000 | 65,628,000 | +2,500,000 (+4.0%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 3,525,000 | 14,525,000 | +11,000,000 (+312.1%) |
| D. E. Shaw & Co., Inc. | 74,336,000 | 185,336,000 | +111,000,000 (+149.3%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 28,011,000 | 31,011,000 | +3,000,000 (+10.7%) |
| Warberg Asset Management LLC | 6,091,000 | 6,152,000 | +61,000 (+1.0%) |
| DNCA FINANCE | 770,000 | 1,150,000 | +380,000 (+49.4%) |
| Union Bancaire Privee, UBP SA | 1,920,000 | 3,590,000 | +1,670,000 (+87.0%) |
| CITIGROUP INC | 4,365,000 | 10,456,000 | +6,091,000 (+139.5%) |
| BANK OF MONTREAL /CAN/ | 22,500,000 | 27,500,000 | +5,000,000 (+22.2%) |
| NOMURA HOLDINGS INC | 520 | 3,118 | +2,598 (+499.6%) |
| JPMORGAN CHASE & CO | 1,896,000 | 5,830,000 | +3,934,000 (+207.5%) |
| LOOMIS SAYLES & CO L P | 11,613 | 13,581 | +1,968 (+16.9%) |
| ROYAL BANK OF CANADA | 6,262,000 | 7,947,000 | +1,685,000 (+26.9%) |
| BANK OF AMERICA CORP /DE/ | 31,205,200 | 33,112,200 | +1,907,000 (+6.1%) |
| STATE STREET CORP | 30,680,000 | 31,780,000 | +1,100,000 (+3.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 21,384,000 | 19,002,000 | -2,382,000 (-11.1%) |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 40,000,000 | 37,500,000 | -2,500,000 (-6.3%) |
| MIZUHO SECURITIES USA LLC | 19,903,000 | 7,185,000 | -12,718,000 (-63.9%) |
| Calamos Advisors LLC | 155,525,000 | 143,410,000 | -12,115,000 (-7.8%) |
| BNP PARIBAS ARBITRAGE, SA | 13,534,000 | 6,135,000 | -7,399,000 (-54.7%) |
| BlackRock, Inc. | 29,081,000 | 18,873,000 | -10,208,000 (-35.1%) |
| MORGAN STANLEY | 10,824,000 | 7,496,000 | -3,328,000 (-30.7%) |
| BARCLAYS PLC | 8,010,000 | 5,360,000 | -2,650,000 (-33.1%) |
| LORD, ABBETT & CO. LLC | 6,380,000 | 3,164,000 | -3,216,000 (-50.4%) |
| WELLINGTON MANAGEMENT GROUP LLP | 4,375,000 | 3,450,000 | -925,000 (-21.1%) |
| WELLS FARGO & COMPANY/MN | 1,940,000 | 1,118,000 | -822,000 (-42.4%) |
| Calamos Wealth Management LLC | 508,000 | 455,000 | -53,000 (-10.4%) |
| Bank of New York Mellon Corp | 1,400,000 | 1,350,000 | -50,000 (-3.6%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| STEELHEAD PARTNERS LLC | 53,000,000 | $72,606 |
| Shaolin Capital Management LLC | 32,500,000 | $44,437 |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | 10,000,000 | $13,700 |
| Voya Investment Management LLC | 178,020,000 | $243,709 |
| Walleye Capital LLC | 5,000,000 | $6,845 |
| Virtus ETF Advisers LLC | 62,000 | $85 |
| Polar Capital Holdings Plc | 2,500,000 | $3,425 |
| Nuveen, LLC | 20,000,000 | $27,330 |
| Jefferies Financial Group Inc. | 506,000 | $693 |
| LAZARD ASSET MANAGEMENT LLC | 20,554,000 | $281 |
| Russell Investments Group, Ltd. | 144,000 | $197 |
| SHENKMAN CAPITAL MANAGEMENT INC | 12,000 | $16 |
| BRIGHTON JONES LLC | 15,000 | $20 |