SPROTT PHYSICAL PLAT PALLAD

Ticker: SPPP CUSIP: 85207Q104 Class: UNIT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
IMC-Chicago, LLC2,198,806$37,028
JANE STREET GROUP, LLC1,551,118$26,121
MORGAN STANLEY896,321$15,094
ROYAL BANK OF CANADA886,869$14,935
Fielder Capital Group LLC850,344$14,320
HATCH COVE CAPITAL, LLC831,600$14,004
Nokomis Capital, L.L.C.682,500$11,493
RAYMOND JAMES FINANCIAL INC524,072$8,825
Pictet Asset Management Holding SA469,466$7,906
ENVESTNET ASSET MANAGEMENT INC178,719$3,010
SPROTT INC.163,117$2,747
WOLVERINE ASSET MANAGEMENT LLC155,339$2,616
OneDigital Investment Advisors LLC149,011$2,509
LPL Financial LLC141,841$2,389
Kestra Advisory Services, LLC135,950$2,289
STIFEL FINANCIAL CORP130,975$2,206
Cetera Investment Advisers112,612$1,896
OSAIC HOLDINGS, INC.92,285$1,554
HighTower Advisors, LLC86,017$1,449
Beacon Pointe Advisors, LLC85,860$1,446
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC72,092$1,214
Wakefield Asset Management LLLP64,476$1,086
Federation des caisses Desjardins du Quebec60,464$1,015
BANK OF MONTREAL /CAN/56,549$1,308
Private Advisor Group, LLC46,398$781
HC Advisors, LLC45,299$763
Stratos Wealth Partners, LTD.42,399$714
Cerity Partners LLC40,175$677
UBS Group AG33,286$561
XTX Topco Ltd30,884$520
Cannell & Spears LLC30,000$505
TWO SIGMA SECURITIES, LLC27,554$464
Bayshore Capital Advisors, LLC26,800$451
J.W. COLE ADVISORS, INC.26,460$446
&PARTNERS25,000$421
Cambridge Investment Research Advisors, Inc.23,887$0
TOCQUEVILLE ASSET MANAGEMENT L.P.23,000$387
Morling Financial Advisors, LLC19,000$320
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,973$312
Pettinga Financial Advisors, LLC15,700$264
Wealthcare Advisory Partners LLC15,171$255
COMMONWEALTH EQUITY SERVICES, LLC14,588$246
Peak Retirement Planning, Inc.13,928$235
Prospera Financial Services Inc10,000$168
NATIONAL BANK OF CANADA /FI/9,869$158
Strategic Investment Solutions, Inc. /IL8,327$140
ISLAY CAPITAL MANAGEMENT, LLC5,000$84
Steward Partners Investment Advisory, LLC4,550$77
HOLLENCREST CAPITAL MANAGEMENT3,150$53
IFP Advisors, Inc3,000$51
NewEdge Advisors, LLC2,765$47
CIBC Private Wealth Group, LLC2,693$45
BANK OF AMERICA CORP /DE/2,250$38
AdvisorNet Financial, Inc2,160$36
HHM Wealth Advisors, LLC1,700$29
Caldwell Trust Co1,640$28
Uniplan Investment Counsel, Inc.1,567$26
TD Waterhouse Canada Inc.1,075$18
Twin Lakes Capital Management, LLC1,000$17
PNC Financial Services Group, Inc.850$14
Laurel Wealth Advisors LLC600$10
Global Retirement Partners, LLC375$6
Geneos Wealth Management Inc.300$5
Parkside Financial Bank & Trust200$3
CREATIVE FINANCIAL DESIGNS INC /ADV70$1
MAI Capital Management22$0
Total (66 institutions)11,155,068$187,837