SPROTT PHYSICAL PLAT PALLAD

Ticker: SPPP CUSIP: 85207Q104 Class: UNIT

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 20,000 Value ($000) $124 Avg Close — Range —
Q1 2015
Shares 10,000 Value ($000) $81 Avg Close — Range —
Q4 2014
Shares 10,000 Value ($000) $87 Avg Close — Range —
Q3 2014
Shares 10,000 Value ($000) $89 Avg Close — Range —
Q1 2014
Shares 10,000 Value ($000) $96 Avg Close — Range —
Q4 2013
Shares 10,000 Value ($000) $87 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $89 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $84 Avg Close — Range —