SPROTT PHYSICAL PLAT PALLAD

Ticker: SPPP CUSIP: 85207Q104 Class: UNIT

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 40,160 Value ($000) $311 Avg Close — Range —
Q4 2016
Shares 40,160 Value ($000) $277 Avg Close — Range —
Q3 2016
Shares 40,160 Value ($000) $308 Avg Close — Range —
Q2 2016
Shares 40,160 Value ($000) $281 Avg Close — Range —
Q1 2016
Shares 40,160 Value ($000) $259 Avg Close — Range —
Q4 2015
Shares 40,160 Value ($000) $247 Avg Close — Range —
Q3 2015
Shares 40,160 Value ($000) $273 Avg Close — Range —
Q4 2014
Shares 40,160 Value ($000) $347 Avg Close — Range —