SPROTT PHYSICAL PLAT PALLAD

Ticker: SPPP CUSIP: 85207Q104 Class: UNIT

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 400 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 400 Value ($000) $4 Avg Close — Range —
Q1 2014
Shares 400 Value ($000) $4 Avg Close — Range —
Q4 2013
Shares 300 Value ($000) $3 Avg Close — Range —