SPROTT FDS TR

Ticker: URNM CUSIP: 85208P303 Class: URANIUM MINERS E

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Clal Insurance Enterprises Holdings Ltd630,000$35
MORGAN STANLEY442,395$24,283
SUSQUEHANNA INTERNATIONAL GROUP, LLP391,032$21,464
UBS Group AG306,713$16,835
Lloyd Harbor Capital Management, LLC303,171$16,641
LPL Financial LLC276,252$15,163
HighTower Advisors, LLC255,227$14,009
Cumberland Partners Ltd224,686$12,334
CIBC WORLD MARKETS CORP180,000$9,880
BANK OF AMERICA CORP /DE/169,051$9,279
OSAIC HOLDINGS, INC.163,590$8,982
Fielder Capital Group LLC145,877$8,007
Thrivent Financial for Lutherans138,784$8
Trek Financial, LLC131,424$7,214
COMMONWEALTH EQUITY SERVICES, LLC129,478$7,107
JANE STREET GROUP, LLC128,763$7,068
Kingsview Wealth Management, LLC120,800$6,631
ROYAL BANK OF CANADA120,516$6,615
RAYMOND JAMES FINANCIAL INC116,046$6,370
Prospera Financial Services Inc114,591$6,290
Greenfield Seitz Capital Management, LLC112,502$6,175
Corecam Pte. Ltd.110,675$6,093
GOLDMAN SACHS GROUP INC88,829$4,876
Cetera Investment Advisers87,145$4,783
ONE PLUS ONE WEALTH MANAGEMENT, LLC78,843$4,328
Bleakley Financial Group, LLC78,717$4,321
SBE LLC DBA CEDAR COVE WEALTH PARTNERS78,500$4,309
MILLENNIUM MANAGEMENT LLC73,007$4,007
SIMPLEX TRADING, LLC70,746$3,883
Private Wealth Advisors, LLC68,546$3,762
IMC-Chicago, LLC65,806$3,612
STIFEL FINANCIAL CORP65,740$3,608
Stegent Equity Advisors, Inc.64,357$3,533
Rafferty Asset Management, LLC63,483$3,485
AXXCESS WEALTH MANAGEMENT, LLC57,398$3,151
Corecam AG56,000$3,083
Private Advisor Group, LLC55,795$3,063
Savvy Advisors, Inc.47,213$2,592
ENVESTNET ASSET MANAGEMENT INC44,799$2,459
MML INVESTORS SERVICES, LLC44,281$2,431
HOLLENCREST CAPITAL MANAGEMENT42,130$2,313
Cambridge Investment Research Advisors, Inc.40,580$2
GARNET EQUITY CAPITAL HOLDINGS, INC.39,686$2,178
MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV38,039$2,088
Carrera Capital Advisors36,451$2,001
Tandem Financial, LLC35,147$1,417
DCF Advisers, LLC35,000$1,921
PETRA FINANCIAL ADVISORS INC34,349$1,885
Invst, LLC33,908$1,861
Financial Enhancement Group LLC33,784$2,513
OneDigital Investment Advisors LLC30,042$1,649
Tactive Advisors, LLC29,818$1,637
180 WEALTH ADVISORS, LLC29,532$1,621
Advisory Services Network, LLC28,759$1,579
Geneos Wealth Management Inc.27,732$1,522
GSA CAPITAL PARTNERS LLP27,716$2
Cheviot Value Management, LLC27,330$2,295
Asset One Wealth Management LLC26,840$1,924
Pettinga Financial Advisors, LLC26,566$1,458
Miller Global Investments, LLC26,423$1,450
TITAN GLOBAL CAPITAL MANAGEMENT USA LLC26,219$1,439
BANK OF MONTREAL /CAN/25,893$1,421
Brookstone Capital Management25,732$1,412
SPROTT INC.25,099$1,378
Capital Wealth Alliance, LLC24,704$1,793
Foundations Investment Advisors, LLC22,763$1,249
Walser Wealth Management Company, A Ltd Liability Co22,663$1,244
OAK FAMILY ADVISORS, LLC20,417$1,121
D. E. Shaw & Co., Inc.20,156$1,106
Kestra Advisory Services, LLC19,584$1,075
Perigon Wealth Management, LLC17,264$948
HRT FINANCIAL LP16,328$1
Hennion & Walsh Asset Management, Inc.16,280$894
MidWestOne Financial Group, Inc.15,351$843
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO15,187$834
Rockefeller Capital Management L.P.15,127$830
Spruce Point Capital Management, LLC15,000$823
Deuterium Capital Management, LLC15,000$823
Rye Brook Capital LLC14,800$1
Sunbeam Capital Management, LLC14,158$777
Vontobel Holding Ltd.13,090$719
Equitable Holdings, Inc.13,034$715
ArchPoint Investors13,000$714
Quadrature Capital Ltd12,855$706
PNC Financial Services Group, Inc.12,846$705
Diametric Capital, LP12,535$688
Mariner, LLC12,008$659
Seelaus Asset Management LLC11,985$658
Apollon Wealth Management, LLC11,947$656
Manchester Capital Management LLC10,900$598
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,865$596
WIT Partners Advisory Pte. Ltd.10,330$539
NATIONS FINANCIAL GROUP INC, /IA/ /ADV10,150$557
Cruiser Capital Advisors, LLC10,000$549
Federation des caisses Desjardins du Quebec9,692$532
TRUIST FINANCIAL CORP9,484$521
Belpointe Asset Management LLC9,398$516
BARCLAYS PLC9,353$513
Redwood Wealth Management Group, LLC9,284$510
Cerity Partners LLC9,000$494
113 other institutions335,882$18,062
Total (213 institutions)7,495,973$365,301