STELLUS CAP INVT CORP

Ticker: SCM CUSIP: 858568108 Class: COM

CAXTON CORP's Holding History (CIK: 0001388551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 15,593 Value ($000) $188 Avg Close $11.42 Range $10.22 - $12.75

Q3 2016

Shares 24,103 Value ($000) $262 Avg Close $11.04 Range $10.28 - $11.67

Q2 2016

Shares 29,728 Value ($000) $304 Avg Close $10.13 Range $9.62 - $10.85

Q1 2016

Shares 23,489 Value ($000) $240 Avg Close $9.05 Range $7.15 - $10.22

Q4 2015

Shares 21,380 Value ($000) $206 Avg Close $10.29 Range $9.49 - $11.01

Q3 2015

Shares 21,155 Value ($000) $213 Avg Close $10.77 Range $9.60 - $11.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	15,593	$188	$11.42	$10.22 - $12.75
Q3 2016	24,103	$262	$11.04	$10.28 - $11.67
Q2 2016	29,728	$304	$10.13	$9.62 - $10.85
Q1 2016	23,489	$240	$9.05	$7.15 - $10.22
Q4 2015	21,380	$206	$10.29	$9.49 - $11.01
Q3 2015	21,155	$213	$10.77	$9.60 - $11.93