STELLUS CAP INVT CORP

Ticker: SCM CUSIP: 858568108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC309,045$3,919
TWO SIGMA INVESTMENTS, LP284,104$3,602
Corient Private Wealth LLC281,166$3,565
TWO SIGMA ADVISERS, LP265,200$3,363
Muzinich & Co., Inc.253,534$3,215
RAYMOND JAMES FINANCIAL INC226,165$2,868
CONDOR CAPITAL MANAGEMENT214,438$2,719
Legal & General Group Plc204,285$2,593
Ethos Financial Group, LLC197,790$2,508
BlackRock, Inc.195,545$2,480
Advisors Asset Management, Inc.183,055$2,321
Sumitomo Mitsui Trust Holdings, Inc.156,050$1,979
Sunbelt Securities, Inc.154,573$1,960
Icon Wealth Advisors, LLC135,467$1,718
Inspire Advisors, LLC107,787$1,367
PFG Investments, LLC69,645$883
GABLES CAPITAL MANAGEMENT INC.67,118$851
Virtus Investment Advisers, LLC60,048$761
Trexquant Investment LP39,340$499
GREAT WEST LIFE ASSURANCE CO /CAN/36,126$0
JANE STREET GROUP, LLC34,929$443
Brevan Howard Capital Management LP33,050$419
OSAIC HOLDINGS, INC.31,841$404
BANK OF AMERICA CORP /DE/27,982$355
UBS Group AG25,297$321
TrueMark Investments, LLC24,827$315
CITADEL ADVISORS LLC23,841$302
NORTHERN TRUST CORP21,932$278
ROYAL BANK OF CANADA20,117$255
BNP PARIBAS ARBITRAGE, SA18,362$233
MORGAN STANLEY17,996$228
SIMPLEX TRADING, LLC17,222$218
OPPENHEIMER & CO INC16,039$203
Concurrent Investment Advisors, LLC15,459$196
WELLS FARGO & COMPANY/MN13,381$170
PNC Financial Services Group, Inc.13,000$165
Aquatic Capital Management LLC11,889$151
U.S. Capital Wealth Advisors, LLC11,033$140
Farther Finance Advisors, LLC10,244$130
Private Advisor Group, LLC10,000$127
CHILTON CAPITAL MANAGEMENT LLC7,600$96
Kestra Advisory Services, LLC4,851$62
Rockefeller Capital Management L.P.3,130$40
Keating Financial Advisory Services, Inc.2,970$38
ORG Partners LLC2,110$27
Laurel Wealth Advisors LLC2,083$26
Garton & Associates Financial Advisors LLC1,670$21
ASSETMARK, INC1,200$15
State of Alaska, Department of Revenue1,166$0
PRIVATE TRUST CO NA1,097$14
GROUP ONE TRADING, L.P.902$11
Crewe Advisors LLC833$11
JONES FINANCIAL COMPANIES LLLP500$6
Key Financial Inc500$6
Aventura Private Wealth, LLC472$6
CWM, LLC400$0
Harbor Asset Planning, Inc.300$4
VALLEY NATIONAL ADVISERS INC200$0
Ronald Blue Trust, Inc.125$2
Smithfield Trust Co119$0
JPMORGAN CHASE & CO75$1
Parallel Advisors, LLC8$0
DANSKE BANK A/S4$0
Total (63 institutions)3,871,237$48,609