STELLUS CAP INVT CORP

Ticker: SCM CUSIP: 858568108 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 40,172 Value ($000) $578 Avg Close $14.64 Range $13.68 - $15.12

Q4 2013

Shares 40,502 Value ($000) $606 Avg Close $14.77 Range $14.22 - $15.55

Q3 2013

Shares 39,421 Value ($000) $590 Avg Close $14.94 Range $14.61 - $15.32

Q2 2013

Shares 34,581 Value ($000) $521 Avg Close $14.86 Range $14.04 - $15.28

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	40,172	$578	$14.64	$13.68 - $15.12
Q4 2013	40,502	$606	$14.77	$14.22 - $15.55
Q3 2013	39,421	$590	$14.94	$14.61 - $15.32
Q2 2013	34,581	$521	$14.86	$14.04 - $15.28