STELLUS CAP INVT CORP

Ticker: SCM CUSIP: 858568108 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 1,500 Value ($000) $19 Avg Close $13.11 Range $12.33 - $13.65

Q1 2021

Shares 3,403 Value ($000) $43 Avg Close $11.45 Range $10.12 - $12.83

Q4 2020

Shares 4,000 Value ($000) $43 Avg Close $9.90 Range $7.90 - $12.09

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	1,500	$19	$13.11	$12.33 - $13.65
Q1 2021	3,403	$43	$11.45	$10.12 - $12.83
Q4 2020	4,000	$43	$9.90	$7.90 - $12.09