SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

Opaleye Management Inc.'s Holding History (CIK: 0001595855)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 60,000 Value ($000) $350 Avg Close — Range —
Q4 2013
Shares 425,100 Value ($000) $4,123,470 Avg Close — Range —