SWISS HELVETIA FD INC

CUSIP: 870875101 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 10,034 Value ($000) $116 Avg Close — Range —
Q4 2016
Shares 10,034 Value ($000) $102 Avg Close — Range —
Q3 2016
Shares 15,576 Value ($000) $167 Avg Close — Range —
Q2 2016
Shares 15,576 Value ($000) $161 Avg Close — Range —
Q1 2016
Shares 15,576 Value ($000) $159 Avg Close — Range —
Q4 2015
Shares 21,936 Value ($000) $232 Avg Close — Range —
Q3 2015
Shares 21,936 Value ($000) $238 Avg Close — Range —
Q2 2015
Shares 21,936 Value ($000) $257 Avg Close — Range —
Q1 2015
Shares 21,297 Value ($000) $246 Avg Close — Range —
Q4 2014
Shares 19,519 Value ($000) $217 Avg Close — Range —
Q2 2014
Shares 22,908 Value ($000) $334 Avg Close — Range —
Q3 2013
Shares 15,229 Value ($000) $217 Avg Close — Range —
Q2 2013
Shares 15,229 Value ($000) $188 Avg Close — Range —