SWISS HELVETIA FD INC

CUSIP: 870875101 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Allspring Global Investments Holdings, LLC2,127,310$13,232
CSS LLC/IL1,659,007$10,319
North Ground Capital661,145$4,112
Matisse Capital610,000$3,794
Saba Capital Management, L.P.605,224$3,764
ICON ADVISERS INC/CO545,899$3,395
RIVERNORTH CAPITAL MANAGEMENT, LLC437,018$2,718
EVOLVE PRIVATE WEALTH, LLC217,896$1,355
Yakira Capital Management, Inc.192,016$1,194
Bulldog Investors, LLP161,903$1,007
GARDNER RUSSO & QUINN LLC146,284$910
Shaker Financial Services, LLC136,198$847
Uncommon Cents Investing LLC123,955$771
Noble Wealth Management PBC101,924$634
SIT INVESTMENT ASSOCIATES INC101,837$1
COMMONWEALTH EQUITY SERVICES, LLC82,461$513
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC64,513$401
MORGAN STANLEY42,272$263
NIXON PEABODY TRUST CO42,024$261
Almitas Capital LLC36,781$229
GAMCO INVESTORS, INC. ET AL32,096$200
Logan Stone Capital, LLC27,811$173
UBS Group AG21,074$131
Kestra Advisory Services, LLC18,819$117
TrueMark Investments, LLC15,276$95
Capital Investment Counsel, Inc14,961$93
MCCARTER PRIVATE WEALTH SERVICES LLC14,458$90
RAYMOND JAMES FINANCIAL INC13,940$87
OSAIC HOLDINGS, INC.12,437$77
Integris Wealth Management, LLC12,001$75
WELLS FARGO & COMPANY/MN10,565$66
PRIVATE MANAGEMENT GROUP INC10,545$303
Marex Group plc10,000$62
SageView Advisory Group, LLC4,700$29
WINMILL & CO. INC3,370$21
BANK OF AMERICA CORP /DE/2,790$17
JPMORGAN CHASE & CO2,581$16
Ancora Advisors LLC1,068$7
North Star Investment Management Corp.951$6
ROYAL BANK OF CANADA249$2
PNC Financial Services Group, Inc.24$0
Total (41 institutions)8,325,383$51,389