TCW STRATEGIC INCOME FD INC

CUSIP: 872340104 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (7)

Focus Partners Wealth
Value ($000) $7,263 Shares 1,468,362
NATIONAL BANK OF CANADA /FI/
Value ($000) $1,782 Shares 360,738
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $129 Shares 26,094
EVOLUTION WEALTH MANAGEMENT INC.
Value ($000) $5 Shares 1,061
&PARTNERS
Value ($000) $71 Shares 14,349
Concurrent Investment Advisors, LLC
Value ($000) $51 Shares 10,339
ASSETMARK, INC
Value ($000) $1 Shares 273

Increased Positions (17)

JP Wealth Management, Inc.
Value ($000) $15,993 (+8.1%) Shares 3,237,474 (+7.7%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $50 (+8.6%) Shares 10,208,852 (+8.1%)
Hara Capital LLC
Value ($000) $366 (+64.2%) Shares 72,214 (+59.4%)
Whipplewood Advisors, LLC
Value ($000) $797 (+1.6%) Shares 161,434 (+1.2%)
SEVEN MILE ADVISORY
Value ($000) $568 (+7.2%) Shares 114,997 (+6.8%)
RIVERBRIDGE PARTNERS LLC
Value ($000) $1,032 (+20.4%) Shares 208,992 (+19.9%)
Integrated Wealth Concepts LLC
Value ($000) $384 (+145.1%) Shares 77,756 (+144.1%)
Intellus Advisors LLC
Value ($000) $374 (+10.4%) Shares 75,670 (+10.0%)
MORGAN STANLEY
Value ($000) $6,485 (+5.4%) Shares 1,312,802 (+4.9%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $4,876 (+5.5%) Shares 986,994 (+5.1%)
UBS Group AG
Value ($000) $814 (+5.5%) Shares 164,791 (+5.1%)
BANK OF AMERICA CORP /DE/
Value ($000) $246 (+19.0%) Shares 49,810 (+18.6%)
PNC Financial Services Group, Inc.
Value ($000) $125 (+16.7%) Shares 25,372 (+16.2%)
HighTower Advisors, LLC
Value ($000) $321 (+4.9%) Shares 64,953 (+4.4%)
Allworth Financial LP
Value ($000) $121 (+7.3%) Shares 24,588 (+6.9%)
Sanctuary Advisors, LLC
Value ($000) $78 (+5.7%) Shares 15,832 (+4.0%)
MERCER GLOBAL ADVISORS INC /ADV
Value ($000) $115 (+3.1%) Shares 23,336 (+2.6%)

Decreased Positions (13)

1607 Capital Partners, LLC
Value ($000) $9,667 (-17.4%) Shares 1,956,788 (-17.7%)
SeaBridge Investment Advisors LLC
Value ($000) $3,297 (-4.0%) Shares 667,324 (-4.4%)
Noble Wealth Management PBC
Value ($000) $706 (-0.8%) Shares 142,839 (-1.2%)
Institute for Wealth Management, LLC.
Value ($000) $198 (-18.0%) Shares 40,028 (-18.3%)
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Value ($000) $131 (-28.1%) Shares 26,526 (-28.4%)
WELLS FARGO & COMPANY/MN
Value ($000) $1,046 (-20.2%) Shares 211,764 (-20.5%)
TRANSATLANTIQUE PRIVATE WEALTH LLC
Value ($000) $167 (-5.5%) Shares 33,727 (-5.9%)
LPL Financial LLC
Value ($000) $162 (-21.6%) Shares 32,886 (-21.9%)
WHITENER CAPITAL MANAGEMENT, INC.
Value ($000) $164 (-3.7%) Shares 33,137 (-4.1%)
CARY STREET PARTNERS FINANCIAL LLC
Value ($000) $210 (-5.6%) Shares 42,594 (-6.0%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $48 (-23.9%) Shares 9,627 (-24.2%)
MML INVESTORS SERVICES, LLC
Value ($000) $167 (-6.6%) Shares 33,868 (-7.0%)
NBC SECURITIES, INC.
Value ($000) $41 (-1.9%) Shares 8,230 (-2.2%)

Exited Positions (7)

Kovitz Investment Group Partners, LLC
Value ($000) $6,684 Shares 1,357,667
MB Generational Wealth, LLC
Value ($000) $63 Shares 12,812
Tortoise Investment Management, LLC
Value ($000) $80 Shares 16,325
READYSTATE ASSET MANAGEMENT LP
Value ($000) $49 Shares 10,008
XTX Topco Ltd
Value ($000) $51 Shares 10,444
Avidian Wealth Solutions, LLC
Value ($000) $50 Shares 10,100
STIFEL FINANCIAL CORP
Value ($000) $70 Shares 14,241