TEKLA HEALTHCARE OPPORTUNITI

CUSIP: 879105104 Class: SHS

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 250 Value ($000) $5 Avg Close — Range —
Q2 2018
Shares 250 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 250 Value ($000) $4 Avg Close — Range —
Q4 2017
Shares 250 Value ($000) $4 Avg Close — Range —
Q3 2017
Shares 250 Value ($000) $5 Avg Close — Range —
Q2 2017
Shares 250 Value ($000) $5 Avg Close — Range —
Q1 2017
Shares 250 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 250 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 250 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 250 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 250 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 250 Value ($000) $4 Avg Close — Range —
Q3 2015
Shares 250 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 250 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 250 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 250 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 250 Value ($000) $5 Avg Close — Range —