TEKLA HEALTHCARE OPPORTUNITI

CUSIP: 879105104 Class: SHS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,354,223$25,906
ROYAL BANK OF CANADA1,125,857$21,537
RAYMOND JAMES FINANCIAL INC1,037,389$19,845
Heron Bay Capital Management592,723$11,339
LPL Financial LLC332,325$6,357
UBS Group AG295,613$5,655
AMERIPRISE FINANCIAL INC190,557$3,645
STIFEL FINANCIAL CORP185,057$3,540
WEDBUSH SECURITIES INC158,429$3
FIRST TRUST ADVISORS LP138,911$2,657
COMMONWEALTH EQUITY SERVICES, LLC134,085$2,565
Steward Partners Investment Advisory, LLC110,420$2,112
BANK OF AMERICA CORP /DE/102,377$1,958
Private Advisor Group, LLC85,573$1,637
Aviance Capital Partners, LLC83,837$1,604
EVOLVE PRIVATE WEALTH, LLC74,382$1,436
Cetera Investment Advisers73,536$1,407
JANE STREET GROUP, LLC72,354$1,384
CWM, LLC69,386$1
Next Level Private LLC62,157$1,189
Janney Montgomery Scott LLC56,928$1
Samalin Investment Counsel, LLC54,052$1,034
TrueMark Investments, LLC52,306$1,001
Cambridge Investment Research Advisors, Inc.49,379$1
D.A. DAVIDSON & CO.43,891$840
Kestra Advisory Services, LLC41,365$791
OSAIC HOLDINGS, INC.41,128$787
Summit Financial, LLC40,335$779
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC40,280$793
Westbourne Investment Advisors, Inc.39,100$748
Kingsview Wealth Management, LLC38,886$744
COHEN & STEERS, INC.37,845$1
STEPHENS INC /AR/37,790$723
Stolper Co37,732$1
BENJAMIN EDWARDS INC37,686$721
Stonehage Fleming Financial Services Holdings Ltd31,250$598
PMG Family Office LLC28,702$549
OPPENHEIMER & CO INC28,527$546
HBK Sorce Advisory LLC27,089$518
B. Riley Wealth Advisors, Inc.26,967$516
PNC Financial Services Group, Inc.24,357$466
World Investment Advisors24,039$460
WELLS FARGO & COMPANY/MN23,874$457
Cerity Partners LLC22,311$427
&PARTNERS22,138$424
MML INVESTORS SERVICES, LLC22,130$423
WORLD EQUITY GROUP, INC.18,700$358
Prospera Financial Services Inc18,622$356
Tradition Wealth Management, LLC18,311$350
COMMERCE BANK17,127$328
GUGGENHEIM CAPITAL LLC14,976$286
PFG Investments, LLC14,487$277
StoneX Group Inc.14,170$273
Madison Park Capital Advisors, LLC14,000$268
COMERICA BANK13,836$265
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,650$261
MILLENNIUM MANAGEMENT LLC13,132$251
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,077$250
CoreCap Advisors, LLC12,667$242
ARS Wealth Advisors Group, LLC12,596$241
Maridea Wealth Management LLC12,253$234
WealthTrust Axiom LLC12,000$230
B.O.S.S. Retirement Advisors, LLC12,000$230
NWF Advisory Services Inc.11,304$216
Waverly Advisors, LLC10,930$209
NATIONS FINANCIAL GROUP INC, /IA/ /ADV10,845$207
Tactive Advisors, LLC10,522$201
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,224$81
Geneos Wealth Management Inc.4,110$79
Global Retirement Partners, LLC4,101$78
EverSource Wealth Advisors, LLC4,000$77
Rockefeller Capital Management L.P.4,000$77
Triumph Capital Management3,301$63
Costello Asset Management, INC2,277$44
NBC SECURITIES, INC.1,896$36
NewEdge Advisors, LLC1,772$34
GABLES CAPITAL MANAGEMENT INC.1,745$33
BRYN MAWR TRUST Co1,509$29
MAI Capital Management1,104$21
CIBC Private Wealth Group, LLC1,000$19
Provenance Wealth Advisors, LLC505$10
SWAN Capital LLC408$8
Sound Income Strategies, LLC381$8
Tidemark, LLC320$6
UBS ASSET MANAGEMENT AMERICAS INC250$5
HIGHLINE WEALTH PARTNERS LLC195$4
FLAGSHIP HARBOR ADVISORS, LLC128$2
Farther Finance Advisors, LLC114$2
Fourth Dimension Wealth, LLC7$0
Transamerica Financial Advisors, Inc.1$0
Total (90 institutions)7,535,831$136,375