TEKLA HEALTHCARE OPPORTUNITI

CUSIP: 879105104 Class: SHS

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 11,210 Value ($000) $200 Avg Close — Range —
Q1 2019
Shares 11,210 Value ($000) $198 Avg Close — Range —
Q4 2018
Shares 11,210 Value ($000) $188 Avg Close — Range —
Q3 2018
Shares 11,210 Value ($000) $210 Avg Close — Range —