TEKLA HEALTHCARE OPPORTUNITI

CUSIP: 879105104 Class: SHS

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 12,001 Value ($000) $220 Avg Close — Range —
Q1 2017
Shares 13,275 Value ($000) $231 Avg Close — Range —
Q4 2016
Shares 12,826 Value ($000) $199 Avg Close — Range —
Q3 2016
Shares 11,371 Value ($000) $199 Avg Close — Range —