TEKLA HEALTHCARE INVS

CUSIP: 87911J103 Class: SH BEN INT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY4,683,466$88,705
Penserra Capital Management LLC1,321,145$25
RAYMOND JAMES FINANCIAL INC1,182,931$22,405
ROYAL BANK OF CANADA517,085$9,794
LPL Financial LLC501,067$9,490
Advisors Asset Management, Inc.463,367$8,776
AMERIPRISE FINANCIAL INC456,049$8,639
NEEDHAM INVESTMENT MANAGEMENT LLC291,930$5,529
Janney Montgomery Scott LLC189,898$4
BANK OF AMERICA CORP /DE/188,495$3,570
WOLVERINE ASSET MANAGEMENT LLC146,779$2,780
OSAIC HOLDINGS, INC.131,203$2,485
OPPENHEIMER & CO INC130,117$2,464
UBS Group AG124,182$2,352
Kestra Advisory Services, LLC120,072$2,274
Smith Asset Management Co., LLC117,060$2,217
NewEdge Advisors, LLC114,345$2,166
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC110,374$2,090
Invesco Ltd.110,164$2,087
FIRST TRUST ADVISORS LP102,628$1,944
NWF Advisory Services Inc.102,618$1,944
COHEN & STEERS, INC.89,573$2
Samalin Investment Counsel, LLC81,749$1,548
Cambridge Investment Research Advisors, Inc.79,517$2
COMMONWEALTH EQUITY SERVICES, LLC75,333$1,427
Cetera Investment Advisers70,754$1,340
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD69,776$1,322
Baird Financial Group, Inc.64,307$1,218
Sage Capital Management, LLC60,044$1,137
EVOLVE PRIVATE WEALTH, LLC57,013$1,080
World Investment Advisors48,962$927
Private Advisor Group, LLC48,476$918
AE Wealth Management LLC43,942$832
Triumph Capital Management43,477$823
STEPHENS INC /AR/41,807$792
AlphaCore Capital LLC39,738$753
Closed-End Fund Advisors, Inc.39,603$750
Cyndeo Wealth Partners, LLC38,308$726
WEDBUSH SECURITIES INC34,843$1
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.34,599$655
GUGGENHEIM CAPITAL LLC33,748$639
NATIONS FINANCIAL GROUP INC, /IA/ /ADV33,658$637
Abel Hall, LLC33,000$625
Rockefeller Capital Management L.P.29,020$550
ENVESTNET ASSET MANAGEMENT INC28,306$536
UHLMANN PRICE SECURITIES, LLC25,711$487
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC25,612$485
STIFEL FINANCIAL CORP24,772$469
WESPAC Advisors, LLC23,777$450
Steward Partners Investment Advisory, LLC22,630$429
Shaker Financial Services, LLC21,555$408
Compound Planning, Inc.21,227$402
Sage Capital Advisors,llc17,843$338
Mariner, LLC17,667$335
Capital Investment Advisory Services, LLC17,650$334
HighTower Advisors, LLC17,620$334
JANE STREET GROUP, LLC15,141$287
Harbour Wealth Management Group, Inc.14,643$277
BENJAMIN EDWARDS INC14,162$268
VISTA INVESTMENT PARTNERS II, LLC13,154$249
GOLDMAN SACHS GROUP INC12,517$237
IFP Advisors, Inc12,099$229
Kovack Advisors, Inc.11,130$211
ASHTON THOMAS SECURITIES, LLC10,880$206
DECISION INVESTMENTS, INC10,851$206
Concorde Asset Management, LLC10,811$205
WELLS FARGO & COMPANY/MN10,756$204
&PARTNERS10,359$196
Creative Planning10,118$192
Allworth Financial LP9,770$185
CoreCap Advisors, LLC8,255$156
ABOUND FINANCIAL, LLC7,482$142
Atlantic Union Bankshares Corp7,396$140
COMERICA BANK6,763$128
ROTHSCHILD INVESTMENT LLC6,049$115
PNC Financial Services Group, Inc.5,631$107
Global Retirement Partners, LLC5,610$106
EverSource Wealth Advisors, LLC5,000$95
CULLEN/FROST BANKERS, INC.4,397$83
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,805$72
SOA Wealth Advisors, LLC.3,271$62
North Star Investment Management Corp.2,674$51
FLAGSHIP HARBOR ADVISORS, LLC2,555$48
Costello Asset Management, INC2,443$46
Pinnacle Wealth Planning Services, Inc.2,159$41
US BANCORP \DE\2,117$40
BARTLETT & CO. WEALTH MANAGEMENT LLC2,024$39
Sunbelt Securities, Inc.1,883$36
Millstone Evans Group, LLC1,880$36
EASTERN BANK1,676$32
BROWN, LISLE/CUMMINGS, INC.1,656$31
Key Financial Inc1,166$22
Ransom Advisory, Ltd1,082$20
MAI Capital Management1,029$19
Founders Capital Management1,000$19
Farther Finance Advisors, LLC1,000$19
WPG Advisers, LLC911$17
HARBOUR INVESTMENTS, INC.865$16
Truvestments Capital LLC764$14
JONES FINANCIAL COMPANIES LLLP676$13
19 other institutions4,035$76
Total (119 institutions)12,824,237$210,445