TEKLA HEALTHCARE INVS

CUSIP: 87911J103 Class: SH BEN INT

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 119 Value ($000) $3 Avg Close — Range —
Q2 2018
Shares 238 Value ($000) $5 Avg Close — Range —
Q1 2018
Shares 238 Value ($000) $5 Avg Close — Range —
Q4 2017
Shares 1,963 Value ($000) $44 Avg Close — Range —
Q3 2017
Shares 238 Value ($000) $6 Avg Close — Range —
Q2 2017
Shares 238 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 357 Value ($000) $9 Avg Close — Range —
Q4 2016
Shares 595 Value ($000) $13 Avg Close — Range —
Q3 2016
Shares 595 Value ($000) $14 Avg Close — Range —