TEKLA LIFE SCIENCES INVS

CUSIP: 87911K100 Class: SH BEN INT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Saba Capital Management, L.P.2,117,174$35,526
MORGAN STANLEY1,164,826$19,546
Penserra Capital Management LLC875,126$15
RAYMOND JAMES FINANCIAL INC597,055$10,019
LPL Financial LLC448,846$7,532
NEEDHAM INVESTMENT MANAGEMENT LLC403,364$6,768
FLAGSHIP HARBOR ADVISORS, LLC363,381$6,098
Allspring Global Investments Holdings, LLC230,437$3,867
RIVERNORTH CAPITAL MANAGEMENT, LLC198,730$3,335
AMERIPRISE FINANCIAL INC190,648$3,200
Advisors Asset Management, Inc.168,334$2,825
180 WEALTH ADVISORS, LLC154,325$2,590
Formidable Asset Management, LLC124,445$1,930
Shaker Financial Services, LLC115,419$1,937
1607 Capital Partners, LLC115,070$1,931
BANK OF AMERICA CORP /DE/106,440$1,786
ROYAL BANK OF CANADA104,088$1,745
World Investment Advisors99,520$1,670
WOLVERINE ASSET MANAGEMENT LLC97,122$1,630
Janney Montgomery Scott LLC87,853$1
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC77,070$1,293
UHLMANN PRICE SECURITIES, LLC76,138$1,277
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.69,030$1,158
Private Advisor Group, LLC64,227$1,078
FIRST TRUST ADVISORS LP48,770$818
Steward Partners Investment Advisory, LLC47,186$792
STIFEL FINANCIAL CORP41,666$699
GUGGENHEIM CAPITAL LLC41,067$689
OSAIC HOLDINGS, INC.37,981$637
Kingsview Wealth Management, LLC35,874$602
Closed-End Fund Advisors, Inc.29,706$498
COMMONWEALTH EQUITY SERVICES, LLC25,626$430
STEPHENS INC /AR/23,869$401
KPP Advisory Services LLC23,237$390
PMG Family Office LLC22,551$378
NewEdge Advisors, LLC20,226$339
Almitas Capital LLC19,239$323
UBS Group AG18,613$312
Atlantic Union Bankshares Corp17,808$299
DECISION INVESTMENTS, INC17,654$296
JANE STREET GROUP, LLC16,636$279
Invesco Ltd.16,367$275
Stratos Wealth Partners, LTD.15,124$254
Kapstone Financial Advisors LLC14,406$242
Live Oak Private Wealth LLC13,223$222
Cambridge Investment Research Advisors, Inc.12,718$0
EVOLVE PRIVATE WEALTH, LLC11,854$199
Merit Financial Group, LLC11,250$189
OPPENHEIMER & CO INC10,990$184
Wealthcare Advisory Partners LLC10,813$181
NATIONS FINANCIAL GROUP INC, /IA/ /ADV10,700$180
WEDBUSH SECURITIES INC10,600$0
MERCER GLOBAL ADVISORS INC /ADV10,527$177
Global Retirement Partners, LLC7,039$118
COMERICA BANK4,678$78
CREATIVE FINANCIAL DESIGNS INC /ADV2,811$47
BankPlus Trust Department2,134$36
Pinnacle Wealth Planning Services, Inc.1,720$29
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,055$18
Costello Asset Management, INC1,020$17
WPG Advisers, LLC793$13
WELLS FARGO & COMPANY/MN748$13
CoreCap Advisors, LLC534$9
ASSETMARK, INC265$4
CWM, LLC222$0
HIGHLINE WEALTH PARTNERS LLC150$3
ATLAS CAPITAL ADVISORS LLC138$2
Sound Income Strategies, LLC65$1
PNC Financial Services Group, Inc.42$1
HARBOUR INVESTMENTS, INC.8$0
HUNTINGTON NATIONAL BANK6$0
JFS WEALTH ADVISORS, LLC3$0
Total (72 institutions)8,708,380$129,430