TEKLA WORLD HEALTHCARE FD

CUSIP: 87911L108 Class: BEN INT SHS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Penserra Capital Management LLC1,187,524$15
MORGAN STANLEY1,116,058$14,263
ROYAL BANK OF CANADA446,743$5,710
LPL Financial LLC323,675$4,137
Cornerstone Advisors, LLC321,221$4,105
RAYMOND JAMES FINANCIAL INC255,761$3,269
CoreCap Advisors, LLC238,411$3,047
Janney Montgomery Scott LLC234,266$3
COMMONWEALTH EQUITY SERVICES, LLC232,735$2,974
READYSTATE ASSET MANAGEMENT LP151,724$1,939
Steward Partners Investment Advisory, LLC138,047$1,764
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC133,988$1,712
OSAIC HOLDINGS, INC.129,764$1,658
J.W. COLE ADVISORS, INC.107,669$1,376
UBS Group AG101,350$1,295
NewEdge Wealth, LLC86,800$1,109
Cetera Investment Advisers80,320$1,026
WEDBUSH SECURITIES INC74,249$1
NewEdge Advisors, LLC73,620$941
Samalin Investment Counsel, LLC71,724$917
STIFEL FINANCIAL CORP66,256$847
Empire Financial Management Company, LLC61,429$785
Summit Financial, LLC57,101$736
Wealth Quarterback LLC52,679$673
Kestra Advisory Services, LLC49,102$628
Stockman Wealth Management, Inc.42,609$545
TrueMark Investments, LLC41,032$524
Rockefeller Capital Management L.P.40,500$518
WELLS FARGO & COMPANY/MN39,603$506
BLAIR WILLIAM & CO/IL38,300$489
Alteri Wealth LLC37,435$478
JANE STREET GROUP, LLC36,102$461
BANK OF AMERICA CORP /DE/33,239$425
PRINCIPAL SECURITIES, INC.30,852$394
KESTRA PRIVATE WEALTH SERVICES, LLC30,809$394
WEALTH EFFECTS LLC30,300$387
ENVESTNET ASSET MANAGEMENT INC29,232$374
Private Advisor Group, LLC29,001$371
Triumph Capital Management27,880$356
AMERIPRISE FINANCIAL INC25,741$329
Cambridge Investment Research Advisors, Inc.24,948$0
PMG Family Office LLC23,754$304
Tradition Wealth Management, LLC21,310$272
Vanguard Capital Wealth Advisors20,000$256
Kovack Advisors, Inc.19,660$251
Abel Hall, LLC19,000$243
OPPENHEIMER & CO INC18,631$238
Kapstone Financial Advisors LLC15,370$196
SeaCrest Wealth Management, LLC14,825$192
KINGSWOOD WEALTH ADVISORS, LLC14,557$186
Institute for Wealth Management, LLC.14,333$183
DAYMARK WEALTH PARTNERS, LLC14,223$182
FLAGSHIP HARBOR ADVISORS, LLC13,751$176
Live Oak Private Wealth LLC13,540$173
WOLVERINE ASSET MANAGEMENT LLC13,335$170
HighTower Advisors, LLC13,170$168
NWF Advisory Services Inc.12,400$158
MERCER GLOBAL ADVISORS INC /ADV12,256$157
Mariner, LLC11,546$148
PRIMORIS WEALTH ADVISORS, LLC10,973$140
Sargent Investment Group, LLC10,000$128
EverSource Wealth Advisors, LLC7,500$96
AMERIFLEX GROUP, INC.4,150$53
PNC Financial Services Group, Inc.3,325$42
IFP Advisors, Inc3,000$38
COMERICA BANK2,062$26
Costello Asset Management, INC1,493$19
Golden State Wealth Management, LLC1,403$18
HANTZ FINANCIAL SERVICES, INC.1,125$0
US BANCORP \DE\1,000$13
Atlantic Union Bankshares Corp1,000$13
CIBC Private Wealth Group, LLC1,000$13
Parallel Advisors, LLC1,000$13
CDKV HOLDINGS LLC650$8
Sunbelt Securities, Inc.581$7
ASSETMARK, INC515$7
MAI Capital Management507$6
HIGHLINE WEALTH PARTNERS LLC400$5
AdvisorNet Financial, Inc314$4
CWM, LLC269$0
Motiv8 Investments LLC118$0
Allworth Financial LP36$0
BRYN MAWR TRUST Co18$0
Total (83 institutions)6,667,899$65,788