CUSIP: 88162GAB9 Class: DBCV 2.250% 8/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| DeepCurrents Investment Group LLC | 19,860,000 | $21,587 |
| KIM, LLC | 5,000,000 | $5,437 |
| Boussard & Gavaudan Investment Management LLP | 3,000 | $3,302 |
| Weiss Asset Management LP | 10,000,000 | $10,863 |
| GROUPAMA ASSET MANAGMENT | 1,250,000 | $1,368 |
| LOOMIS SAYLES & CO L P | 6,365 | $213 |
| MML INVESTORS SERVICES, LLC | 13,000 | $14 |
| CoreCap Advisors, LLC | 4,000 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 13,939,000 | 15,526,000 | +1,587,000 (+11.4%) |
| MACKAY SHIELDS LLC | 58,598,000 | 59,623,000 | +1,025,000 (+1.7%) |
| Wellesley Asset Management | 3,490,000 | 4,890,000 | +1,400,000 (+40.1%) |
| READYSTATE ASSET MANAGEMENT LP | 5,000,000 | 8,515,000 | +3,515,000 (+70.3%) |
| OAKTREE CAPITAL MANAGEMENT LP | 11,905,000 | 15,289,000 | +3,384,000 (+28.4%) |
| WOLVERINE ASSET MANAGEMENT LLC | 16,930,000 | 20,930,000 | +4,000,000 (+23.6%) |
| TWO SIGMA INVESTMENTS, LP | 28,000,000 | 33,000,000 | +5,000,000 (+17.9%) |
| WESTWOOD HOLDINGS GROUP INC | 1,500,000 | 2,500,000 | +1,000,000 (+66.7%) |
| Point72 Asset Management, L.P. | 35,265,000 | 36,765,000 | +1,500,000 (+4.3%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 4,367,000 | 5,367,000 | +1,000,000 (+22.9%) |
| BlackRock, Inc. | 5,489,000 | 7,189,000 | +1,700,000 (+31.0%) |
| UBS Group AG | 1,330 | 633,330 | +632,000 (+47518.8%) |
| CITIGROUP INC | 110,000 | 609,000 | +499,000 (+453.6%) |
| JPMORGAN CHASE & CO | 257,000 | 836,000 | +579,000 (+225.3%) |
| WELLS FARGO & COMPANY/MN | 1,404,000 | 1,861,000 | +457,000 (+32.5%) |
| Russell Investments Group, Ltd. | 893,000 | 1,111,000 | +218,000 (+24.4%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 128,000 | 191,000 | +63,000 (+49.2%) |
| Balboa Wealth Partners | 20,000 | 29,000 | +9,000 (+45.0%) |
| STEPHENS INC /AR/ | 41,000 | 59,000 | +18,000 (+43.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ABN AMRO INVESTMENT SOLUTIONS | 300,000 | 300 | -299,700 (-99.9%) |
| Laffer Tengler Investments, Inc. | 22,200 | 2,267 | -19,933 (-89.8%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 9,107,000 | 8,656,000 | -451,000 (-5.0%) |
| SSI INVESTMENT MANAGEMENT LLC | 2,337,000 | 505,000 | -1,832,000 (-78.4%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 44,874,000 | 43,876,000 | -998,000 (-2.2%) |
| MIZUHO SECURITIES USA LLC | 2,700,000 | 1,719,000 | -981,000 (-36.3%) |
| RWC Asset Management LLP | 1,581,000 | 1,270,000 | -311,000 (-19.7%) |
| BARCLAYS PLC | 4,517,000 | 1,046,000 | -3,471,000 (-76.8%) |
| FMR LLC | 13,625,000 | 10,573,000 | -3,052,000 (-22.4%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,312,000 | 2,243,000 | -69,000 (-3.0%) |
| BNP PARIBAS ARBITRAGE, SA | 2,501,000 | 2,009,000 | -492,000 (-19.7%) |
| BANK OF AMERICA CORP /DE/ | 3,081,000 | 2,505,000 | -576,000 (-18.7%) |
| WELLINGTON MANAGEMENT GROUP LLP | 3,350,000 | 2,850,000 | -500,000 (-14.9%) |
| Calamos Wealth Management LLC | 385,000 | 322,000 | -63,000 (-16.4%) |
| DEUTSCHE BANK AG\ | 1,124,000 | 951,000 | -173,000 (-15.4%) |
| &PARTNERS | 132,000 | 78,000 | -54,000 (-40.9%) |
| LAZARD ASSET MANAGEMENT LLC | 6,222,000 | 2,432,000 | -3,790,000 (-60.9%) |
| Bank of New York Mellon Corp | 900,000 | 862,000 | -38,000 (-4.2%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,300,000 | 1,275,000 | -25,000 (-1.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Clear Creek Financial Management, LLC | 13,172 | $440 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 3,000,000 | $3,251 |
| NOMURA HOLDINGS INC | 66,059 | $2,205 |
| MACQUARIE GROUP LTD | 1,200,000 | $1,289 |
| FIFTH THIRD BANCORP | 8,000 | $864 |
| Invesco Ltd. | 2,750,000 | $2,970 |
| JANE STREET GROUP, LLC | 724,000 | $781 |