TOMPKINS FINL CORP

Ticker: TMP CUSIP: 890110109 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 8,946 Value ($000) $770 Avg Close $58.96 Range $54.15 - $65.67

Q2 2017

Shares 8,278 Value ($000) $652 Avg Close $60.72 Range $56.67 - $66.86

Q1 2017

Shares 8,681 Value ($000) $699 Avg Close $65.93 Range $58.61 - $71.76

Q4 2016

Shares 9,623 Value ($000) $910 Avg Close $62.46 Range $54.40 - $72.28

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	8,946	$770	$58.96	$54.15 - $65.67
Q2 2017	8,278	$652	$60.72	$56.67 - $66.86
Q1 2017	8,681	$699	$65.93	$58.61 - $71.76
Q4 2016	9,623	$910	$62.46	$54.40 - $72.28