TOMPKINS FINL CORP

Ticker: TMP CUSIP: 890110109 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.2,014,921$146,122
VANGUARD GROUP INC1,385,961$100,510
STATE STREET CORP1,189,406$86,256
TOMPKINS FINANCIAL CORP1,136,059$82,387
DIMENSIONAL FUND ADVISORS LP595,174$43,162
GEODE CAPITAL MANAGEMENT, LLC316,607$22,962
AMERICAN CENTURY COMPANIES INC236,232$17,132
MORGAN STANLEY164,789$11,951
NORTHERN TRUST CORP132,683$9,622
Cornell Pochily Investment Advisors, Inc.122,961$8,917
CHARLES SCHWAB INVESTMENT MANAGEMENT INC122,352$8,873
Bank of New York Mellon Corp122,122$8,856
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC118,599$8,601
GOLDMAN SACHS GROUP INC102,891$7,462
Rhino Investment Partners, Inc88,550$6,422
ProShare Advisors LLC85,209$6,179
JOHN G ULLMAN & ASSOCIATES INC83,343$6,044
Invesco Ltd.82,494$5,982
AQR CAPITAL MANAGEMENT LLC68,928$4,999
PRINCIPAL FINANCIAL GROUP INC60,561$4,392
ADAGE CAPITAL PARTNERS GP, L.L.C.60,000$4,351
JPMORGAN CHASE & CO58,217$4,222
BANK OF AMERICA CORP /DE/47,366$3,435
Public Sector Pension Investment Board44,010$3,192
UBS Group AG43,217$3,134
AMERIPRISE FINANCIAL INC42,013$3,047
LPL Financial LLC41,854$3,035
RHUMBLINE ADVISERS36,521$2,648
LSV ASSET MANAGEMENT36,400$3
State of New Jersey Common Pension Fund D33,131$2,403
Legal & General Group Plc31,501$2,284
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC31,397$2,292
CITADEL ADVISORS LLC30,737$2,229
Nuveen, LLC30,339$2,200
SG Americas Securities, LLC27,168$2
UBS ASSET MANAGEMENT AMERICAS INC25,049$1,817
EJF Capital LP25,000$1,813
INTECH INVESTMENT MANAGEMENT LLC24,656$1,788
Swiss National Bank24,200$1,755
BARCLAYS PLC23,742$1,722
LOGAN CAPITAL MANAGEMENT INC23,439$1,700
Cardinal Capital Management23,419$1,698
ALLIANCEBERNSTEIN L.P.22,020$1,597
JACOBS LEVY EQUITY MANAGEMENT, INC21,513$1,560
WINTON GROUP Ltd19,263$1,397
Thrivent Financial for Lutherans18,992$1
PRICE T ROWE ASSOCIATES INC /MD/18,973$1
NEW YORK STATE TEACHERS RETIREMENT SYSTEM18,877$1
Man Group plc18,163$1,317
Creative Planning17,775$1,289
WELLS FARGO & COMPANY/MN17,471$1,267
MILLENNIUM MANAGEMENT LLC16,863$1,223
TEACHER RETIREMENT SYSTEM OF TEXAS16,724$1,213
D. E. Shaw & Co., Inc.16,256$1,179
Quantinno Capital Management LP16,078$1,166
DEUTSCHE BANK AG\13,891$1,007
Rise Advisors, LLC13,129$952
GREAT WEST LIFE ASSURANCE CO /CAN/12,558$1
BAILARD, INC.12,300$892
ROYAL BANK OF CANADA12,233$888
TWO SIGMA ADVISERS, LP11,800$856
PRUDENTIAL FINANCIAL INC11,785$855
Chicago Partners Investment Group LLC11,564$872
State of Tennessee, Department of Treasury11,547$925
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM11,369$824
Waldron Private Wealth LLC10,766$781
FRANKLIN RESOURCES INC10,366$752
Focus Partners Wealth9,571$694
TWO SIGMA INVESTMENTS, LP9,478$687
Connor, Clark & Lunn Investment Management Ltd.9,433$684
ExodusPoint Capital Management, LP9,367$679
CANADA PENSION PLAN INVESTMENT BOARD9,300$674
Sterling Investment Counsel, LLC9,280$673
IEQ CAPITAL, LLC8,995$652
CAPTRUST FINANCIAL ADVISORS8,796$638
CITIGROUP INC8,529$619
Horizon Investments, LLC8,479$615
Gallagher Fiduciary Advisors, LLC8,225$596
Atria Investments, Inc8,191$594
MetLife Investment Management, LLC7,741$561
HSBC HOLDINGS PLC7,626$551
State of Alaska, Department of Revenue7,048$1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP7,045$511
MERCER GLOBAL ADVISORS INC /ADV6,888$500
Illinois Municipal Retirement Fund6,471$469
JANUS HENDERSON GROUP PLC6,309$457
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.6,296$457
Rafferty Asset Management, LLC6,218$451
Mariner, LLC6,042$438
SEI INVESTMENTS CO5,846$424
COMMONWEALTH EQUITY SERVICES, LLC5,810$421
Louisiana State Employees Retirement System5,800$421
W.G. Shaheen & Associates DBA Whitney & Co5,630$408
NEW YORK STATE COMMON RETIREMENT FUND5,417$393
BNP PARIBAS ARBITRAGE, SA5,357$388
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC5,311$385
Cerity Partners LLC5,126$372
Strategic Financial Services, Inc,5,095$430
Polymer Capital Management (US) LLC5,032$365
OCCUDO QUANTITATIVE STRATEGIES LP5,030$365
95 other institutions126,416$8,050
Total (195 institutions)9,736,692$695,040