TRUST FOR PROFESSIONAL MANAG

Ticker: APUE CUSIP: 89834G729 Class: ACTIVEPASSIVE US

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

DIVERSIFY WEALTH MANAGEMENT, LLC
Value ($000) $404 Shares 9,510
Smartleaf Asset Management LLC
Value ($000) $90 Shares 2,142
Pathstone Holdings, LLC
Value ($000) $203 Shares 4,865
Signature Resources Capital Management, LLC
Value ($000) $8 Shares 200

Increased Positions (19)

PRINCIPAL SECURITIES, INC.
Value ($000) $54,250 (+13.1%) Shares 1,301,886 (+10.7%)
B. Riley Wealth Advisors, Inc.
Value ($000) $18,713 (+13.2%) Shares 449,076 (+10.7%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $940,352 (+12.1%) Shares 22,566,633 (+9.7%)
Financial Services Advisory Inc
Value ($000) $438 (+82.2%) Shares 10,523 (+78.3%)
&PARTNERS
Value ($000) $16,718 (+78.9%) Shares 400,563 (+75.6%)
World Investment Advisors
Value ($000) $3,899 (+72.0%) Shares 93,557 (+68.3%)
FLAGSTAR ADVISORS INC
Value ($000) $520 (+28.8%) Shares 12,481 (+26.1%)
Spire Wealth Management
Value ($000) $7,538 (+10.5%) Shares 180,907 (+8.1%)
MML INVESTORS SERVICES, LLC
Value ($000) $32,871 (+18.5%) Shares 788,836 (+16.0%)
Financial Sense Advisors, Inc.
Value ($000) $1,568 (+4.6%) Shares 37,639 (+2.4%)
NewEdge Advisors, LLC
Value ($000) $1,218 (+1660.5%) Shares 29,221 (+1622.9%)
Cetera Investment Advisers
Value ($000) $12,227 (+26.9%) Shares 293,431 (+24.2%)
Kestra Advisory Services, LLC
Value ($000) $554 (+152.5%) Shares 13,290 (+147.1%)
CITADEL ADVISORS LLC
Value ($000) $1,481 (+72.6%) Shares 35,553 (+68.9%)
QRG CAPITAL MANAGEMENT, INC.
Value ($000) $404 (+65.3%) Shares 9,696 (+61.8%)
Sigma Planning Corp
Value ($000) $875 (+12.0%) Shares 20,991 (+9.6%)
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
Value ($000) $255 (+9.9%) Shares 6,117 (+7.6%)
PRINCIPAL FINANCIAL GROUP INC
Value ($000) $636 (+2.7%) Shares 15,264 (+1.0%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $2 (+11.5%) Shares 39,856 (+9.1%)

Decreased Positions (18)

COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $942 (+10414.2%) Shares 22,600 (-89.7%)
LPL Financial LLC
Value ($000) $90,525 (-6.7%) Shares 2,172,424 (-8.6%)
Modern Wealth Management, LLC
Value ($000) $823 (-23.7%) Shares 19,759 (-25.3%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $786 (-64.8%) Shares 18,874 (-65.6%)
Mariner, LLC
Value ($000) $2,486 (-18.3%) Shares 59,663 (-20.1%)
OSAIC HOLDINGS, INC.
Value ($000) $18,198 (+0.2%) Shares 436,700 (-2.3%)
ROYAL BANK OF CANADA
Value ($000) $214 (-54.1%) Shares 5,139 (-55.0%)
IFP Advisors, Inc
Value ($000) $28 (-56.4%) Shares 667 (-57.3%)
Guidance Point Advisors, LLC
Value ($000) $200 (-2.4%) Shares 4,811 (-4.4%)
Merit Financial Group, LLC
Value ($000) $655 (-4.9%) Shares 15,719 (-6.9%)
ABSOLUTE CAPITAL MANAGEMENT, LLC
Value ($000) $219 (+0.0%) Shares 5,252 (-2.1%)
Allworth Financial LP
Value ($000) $603 (-3.9%) Shares 14,460 (-5.9%)
UBS Group AG
Value ($000) $4 (-91.4%) Shares 84 (-91.6%)
JPMORGAN CHASE & CO
Value ($000) $123 (-20.6%) Shares 2,942 (-22.3%)
MGO ONE SEVEN LLC
Value ($000) $210 (-5.9%) Shares 5,045 (-7.9%)
MORGAN STANLEY
Value ($000) $492 (-0.3%) Shares 11,807 (-2.5%)
PNC Financial Services Group, Inc.
Value ($000) $3 (-47.2%) Shares 79 (-48.4%)
HRT FINANCIAL LP
Value ($000) $0 (-12.2%) Shares 6,554 (-14.2%)

Exited Positions (7)

Vivid Wealth Management, LLC
Value ($000) $254 Shares 6,219
PARK AVENUE SECURITIES LLC
Value ($000) $7 Shares 162,000
Global Retirement Partners, LLC
Value ($000) $335 Shares 8,204
Capital Investment Advisory Services, LLC
Value ($000) $91 Shares 2,230
Ameritas Advisory Services, LLC
Value ($000) $97 Shares 2,371
GOLDMAN SACHS GROUP INC
Value ($000) $550 Shares 13,479
FMR LLC
Value ($000) $171 Shares 4,201