CUSIP: 902252AB1 Class: NOTE 0.250% 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Shaolin Capital Management LLC | 15,000,000 | $15,114 |
| MOORE CAPITAL MANAGEMENT, LP | 32,945,000 | $33,322 |
| OAKTREE CAPITAL MANAGEMENT LP | 1,000,000 | $1,014 |
| TWO SIGMA INVESTMENTS, LP | 6,000,000 | $6,066 |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,340,000 | $2,366 |
| CSS LLC/IL | 94,000 | $95 |
| INSIGNEO ADVISORY SERVICES, LLC | 30,000 | $30 |
| RAYMOND JAMES FINANCIAL INC | 17,000 | $17 |
| MML INVESTORS SERVICES, LLC | 10,000 | $10 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | 46,655,000 | 60,945,000 | +14,290,000 (+30.6%) |
| Alken Asset Management Ltd | 1,300 | 2,400 | +1,100 (+84.6%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 36,753,000 | 78,180,000 | +41,427,000 (+112.7%) |
| SONA ASSET MANAGEMENT (US) LLC | 22,000,000 | 37,000,000 | +15,000,000 (+68.2%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 9,716,000 | 10,129,000 | +413,000 (+4.3%) |
| RWC Asset Management LLP | 1,085,000 | 2,480,000 | +1,395,000 (+128.6%) |
| Wellesley Asset Management | 3,000,000 | 3,500,000 | +500,000 (+16.7%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 15,580,000 | 22,299,000 | +6,719,000 (+43.1%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 11,151,000 | 16,151,000 | +5,000,000 (+44.8%) |
| NOMURA HOLDINGS INC | 1,216 | 7,376 | +6,160 (+506.6%) |
| ROYAL BANK OF CANADA | 5,276,000 | 9,612,000 | +4,336,000 (+82.2%) |
| MORGAN STANLEY | 8,180,000 | 9,365,000 | +1,185,000 (+14.5%) |
| BlackRock, Inc. | 6,040,000 | 7,040,000 | +1,000,000 (+16.6%) |
| STATE STREET CORP | 12,782,000 | 13,274,000 | +492,000 (+3.8%) |
| DEUTSCHE BANK AG\ | 911,000 | 1,335,000 | +424,000 (+46.5%) |
| GOLDMAN SACHS GROUP INC | 1,088,000 | 1,414,000 | +326,000 (+30.0%) |
| FRANKLIN RESOURCES INC | 6,765,000 | 7,031,000 | +266,000 (+3.9%) |
| WELLS FARGO & COMPANY/MN | 559,000 | 721,000 | +162,000 (+29.0%) |
| UBS Group AG | 1,000 | 7,000 | +6,000 (+600.0%) |
| AMERIPRISE FINANCIAL INC | 14,000 | 15,000 | +1,000 (+7.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIER 88 INVESTMENT PARTNERS LLC | 8,634,000 | 394,000 | -8,240,000 (-95.4%) |
| SILVERBACK ASSET MANAGEMENT LLC | 29,147,000 | 28,206,000 | -941,000 (-3.2%) |
| Warberg Asset Management LLC | 6,044,000 | 3,000,000 | -3,044,000 (-50.4%) |
| ABN AMRO INVESTMENT SOLUTIONS | 200,000 | 200 | -199,800 (-99.9%) |
| WHITEBOX ADVISORS LLC | 25,859,000 | 12,359,000 | -13,500,000 (-52.2%) |
| Jefferies Financial Group Inc. | 27,898,000 | 11,317,000 | -16,581,000 (-59.4%) |
| SSI INVESTMENT MANAGEMENT LLC | 1,069,000 | 739,000 | -330,000 (-30.9%) |
| BARCLAYS PLC | 9,212,000 | 25,000 | -9,187,000 (-99.7%) |
| BANK OF AMERICA CORP /DE/ | 33,998,000 | 24,269,000 | -9,729,000 (-28.6%) |
| JPMORGAN CHASE & CO | 10,386,000 | 4,176,000 | -6,210,000 (-59.8%) |
| WELLINGTON MANAGEMENT GROUP LLP | 5,627,000 | 4,652,000 | -975,000 (-17.3%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,466,000 | 2,399,000 | -67,000 (-2.7%) |
| BNP PARIBAS ARBITRAGE, SA | 11,820,000 | 11,617,000 | -203,000 (-1.7%) |
| VICTORY CAPITAL MANAGEMENT INC | 5,571,000 | 5,396,000 | -175,000 (-3.1%) |
| Bank of New York Mellon Corp | 300,000 | 250,000 | -50,000 (-16.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 30,000 | $32,910 |
| Ghisallo Capital Management LLC | 7,500,000 | $8,220 |
| MILLENNIUM MANAGEMENT LLC | 15,242,000 | $16,744 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 4,500,000 | $4,950 |
| Nuveen, LLC | 14,283,000 | $15,676 |
| Invesco Ltd. | 3,725,000 | $4,088 |
| JANE STREET GROUP, LLC | 3,323,000 | $3,640 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 17,500,000 | $192 |
| LAZARD ASSET MANAGEMENT LLC | 1,076,000 | $12 |
| SG Americas Securities, LLC | 6,070 | $1 |