CUSIP: 91332UAB7 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Altrafin AG | 67,000 | $6,466 |
| BALYASNY ASSET MANAGEMENT L.P. | 15,000,000 | $14,516 |
| UBS Group AG | 16,721,000 | $16,136 |
| CITIGROUP INC | 450,000 | $434 |
| BANK OF MONTREAL /CAN/ | 75,000 | $72 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 225,555 | 3,374,000 | +3,148,445 (+1395.9%) |
| OAKTREE CAPITAL MANAGEMENT LP | 3,751,000 | 9,076,000 | +5,325,000 (+142.0%) |
| D. E. Shaw & Co., Inc. | 39,896,000 | 57,996,000 | +18,100,000 (+45.4%) |
| Russell Investments Group, Ltd. | 2,991,000 | 3,994,000 | +1,003,000 (+33.5%) |
| STATE STREET CORP | 10,225,000 | 12,175,000 | +1,950,000 (+19.1%) |
| BlackRock, Inc. | 5,250,000 | 7,000,000 | +1,750,000 (+33.3%) |
| BANK OF AMERICA CORP /DE/ | 659,000 | 2,175,000 | +1,516,000 (+230.0%) |
| MORGAN STANLEY | 2,060,000 | 2,210,000 | +150,000 (+7.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 171,907,000 | 135,378,000 | -36,529,000 (-21.2%) |
| Radcliffe Capital Management, L.P. | 18,461,000 | 17,181,000 | -1,280,000 (-6.9%) |
| ROYAL BANK OF CANADA | 4,240,000 | 2,165,000 | -2,075,000 (-48.9%) |
| AVIVA PLC | 4,600,000 | 4,300,000 | -300,000 (-6.5%) |
| PALISADE CAPITAL MANAGEMENT, LP | 517,000 | 486,000 | -31,000 (-6.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Saranac Partners Ltd | 500,000 | $473 |
| SSI INVESTMENT MANAGEMENT LLC | 357,000 | $340 |
| JANE STREET GROUP, LLC | 50,000 | $47 |
| BRIGHTON JONES LLC | 25,000 | $24 |