UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 68 Value ($000) $3 Avg Close $70.35 Range $50.10 - $87.30

Q2 2025

Shares 62 Value ($000) $4 Avg Close $49.03 Range $31.40 - $66.61

Q4 2023

Shares 553 Value ($000) $23 Avg Close $30.45 Range $19.84 - $49.62

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	68	$3	$70.35	$50.10 - $87.30
Q2 2025	62	$4	$49.03	$31.40 - $66.61
Q4 2023	553	$23	$30.45	$19.84 - $49.62