UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC8,073,659$353,061
BlackRock, Inc.7,088,760$309,991
Jericho Capital Asset Management L.P.5,011,809$219,166
MORGAN STANLEY4,206,615$183,955
BANK OF AMERICA CORP /DE/2,538,426$111,005
GEODE CAPITAL MANAGEMENT, LLC2,068,515$90,469
Clear Street Group Inc.2,061,714$90,159
STATE STREET CORP2,001,053$87,506
GOLDMAN SACHS GROUP INC1,652,624$72,269
SUSQUEHANNA INTERNATIONAL GROUP, LLP1,287,089$56,284
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,208,201$52,836
Marex Group plc1,178,997$51,558
NORGES BANK1,141,425$49,915
CITADEL ADVISORS LLC1,105,759$48,355
SG Americas Securities, LLC1,085,851$47
FRED ALGER MANAGEMENT, LLC1,006,130$43,998
Azora Capital LP882,231$38,580
BARCLAYS PLC864,102$37,787
Connor, Clark & Lunn Investment Management Ltd.850,839$37,207
BAILLIE GIFFORD & CO758,929$33,188
CHARLES SCHWAB INVESTMENT MANAGEMENT INC745,836$32,615
NORTHERN TRUST CORP744,186$32,543
CAPITAL FUND MANAGEMENT S.A.671,345$29,358
UBS Group AG642,137$28,081
CITIGROUP INC563,645$24,648
MARSHALL WACE, LLP551,168$24,103
KADENSA CAPITAL Ltd520,986$22,783
WELLINGTON MANAGEMENT GROUP LLP489,219$21,394
Nishkama Capital, LLC487,060$21,299
Annex Advisory Services, LLC421,373$18,427
Halter Ferguson Financial Inc.415,321$18,162
JPMORGAN CHASE & CO410,608$17,956
Point72 Asset Management, L.P.370,179$16,188
Divisadero Street Capital Management, LP370,000$16,180
VOLORIDGE INVESTMENT MANAGEMENT, LLC347,881$15,213
Pathstone Holdings, LLC336,186$14,701
FIRST TRUST ADVISORS LP318,547$13,930
Hidden Lake Asset Management LP316,586$13,844
DIMENSIONAL FUND ADVISORS LP278,590$12,183
D. E. Shaw & Co., Inc.273,487$11,960
Bank of New York Mellon Corp269,214$11,773
GC Wealth Management RIA, LLC249,474$10,909
Carnegie Capital Asset Management, LLC238,163$10,415
Schonfeld Strategic Advisors LLC220,051$9,623
MILLENNIUM MANAGEMENT LLC218,753$9,566
J. Goldman & Co LP211,152$9,234
WELLS FARGO & COMPANY/MN210,164$9,190
HSBC HOLDINGS PLC210,145$9,206
Maxi Investments CY Ltd193,400$8
Nuveen, LLC189,632$8,293
JANE STREET GROUP, LLC188,484$8,242
Optiver Holding B.V.172,305$7,535
Swiss National Bank170,800$7,469
UBS ASSET MANAGEMENT AMERICAS INC157,432$6,885
Walleye Capital LLC149,769$6,549
BANK OF NOVA SCOTIA141,558$6,190
Neo Ivy Capital Management140,275$6,134
Qube Research & Technologies Ltd128,199$5,606
CREDIT AGRICOLE S A115,801$5,064
Interval Partners, LP112,292$4,911
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.110,688$4,840
BNP Paribas Investment Partners S.A.109,636$5
RHUMBLINE ADVISERS109,010$4,767
LPL Financial LLC106,681$4,665
PDT Partners, LLC100,041$4,375
Walleye Trading LLC98,970$4,328
ALLIANCEBERNSTEIN L.P.98,810$4,321
RAYMOND JAMES FINANCIAL INC93,562$4,091
Invesco Ltd.90,987$3,979
BANK OF MONTREAL /CAN/90,652$3,964
NORDEA INVESTMENT MANAGEMENT AB87,943$3,867
PEAK6 LLC87,617$3,831
SummitTX Capital, L.P.85,223$3,727
Legal & General Group Plc84,245$3,684
DARK FOREST CAPITAL MANAGEMENT LP84,080$3,677
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM83,018$3,630
Bank Julius Baer & Co. Ltd, Zurich81,587$3,568
PRICE T ROWE ASSOCIATES INC /MD/80,379$4
Quantinno Capital Management LP79,368$3,471
Aquatic Capital Management LLC77,587$3,393
MML INVESTORS SERVICES, LLC75,690$3,310
Polar Asset Management Partners Inc.74,700$3,267
DEUTSCHE BANK AG\74,003$3,236
Liontrust Investment Partners LLP71,524$3,128
Private Advisor Group, LLC71,323$3,119
Quantbot Technologies LP70,310$3,075
Man Group plc70,235$3,071
Verition Fund Management LLC69,020$3,018
Jump Financial, LLC66,393$2,903
AQR CAPITAL MANAGEMENT LLC60,309$2,637
BNP PARIBAS ARBITRAGE, SA60,062$2,627
State of New Jersey Common Pension Fund D56,894$2,488
Atom Investors LP52,694$2,304
COMMONWEALTH EQUITY SERVICES, LLC52,379$2,291
Universal- Beteiligungs- und Servicegesellschaft mbH50,382$2,255
Castle Hook Partners LP48,545$2,123
SIMPLEX TRADING, LLC48,172$2,107
MetLife Investment Management, LLC46,891$2,051
IMC-Chicago, LLC46,714$2,043
Creative Planning45,390$1,985
287 other institutions2,552,122$104,329
Total (387 institutions)64,637,967$2,755,261