UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 1,047 Value ($000) $53 Avg Close $70.35 Range $50.10 - $87.30

Q2 2022

Shares 14,973 Value ($000) $474 Avg Close $59.55 Range $25.43 - $116.90

Q1 2022

Shares 25,855 Value ($000) $2,821 Avg Close $115.22 Range $75.15 - $161.00

Q4 2021

Shares 8,459 Value ($000) $1,281 Avg Close $249.80 Range $128.45 - $401.49

Q3 2021

Shares 9,668 Value ($000) $3,060 Avg Close $197.24 Range $107.26 - $346.54

Q2 2021

Shares 3,515 Value ($000) $440 Avg Close $123.07 Range $80.85 - $191.89

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	1,047	$53	$70.35	$50.10 - $87.30
Q2 2022	14,973	$474	$59.55	$25.43 - $116.90
Q1 2022	25,855	$2,821	$115.22	$75.15 - $161.00
Q4 2021	8,459	$1,281	$249.80	$128.45 - $401.49
Q3 2021	9,668	$3,060	$197.24	$107.26 - $346.54
Q2 2021	3,515	$440	$123.07	$80.85 - $191.89