UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 1,030 Value ($000) $326 Avg Close $197.24 Range $107.26 - $346.54

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	1,030	$326	$197.24	$107.26 - $346.54