UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 7,719 Value ($000) $338 Avg Close $46.04 Range $34.23 - $55.22

Q3 2025

Shares 6,531 Value ($000) $479 Avg Close $70.35 Range $50.10 - $87.30

Q1 2022

Shares 2,094 Value ($000) $228 Avg Close $115.22 Range $75.15 - $161.00

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	7,719	$338	$46.04	$34.23 - $55.22
Q3 2025	6,531	$479	$70.35	$50.10 - $87.30
Q1 2022	2,094	$228	$115.22	$75.15 - $161.00