UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 5,340 Value ($000) $218 Avg Close $30.45 Range $19.84 - $49.62

Q1 2022

Shares 3,527 Value ($000) $385 Avg Close $115.22 Range $75.15 - $161.00

Q4 2021

Shares 4,319 Value ($000) $653 Avg Close $249.80 Range $128.45 - $401.49

Q3 2021

Shares 3,715 Value ($000) $1,176 Avg Close $197.24 Range $107.26 - $346.54

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	5,340	$218	$30.45	$19.84 - $49.62
Q1 2022	3,527	$385	$115.22	$75.15 - $161.00
Q4 2021	4,319	$653	$249.80	$128.45 - $401.49
Q3 2021	3,715	$1,176	$197.24	$107.26 - $346.54