UPSTART HLDGS INC

Ticker: UPST CUSIP: 91680M107 Class: Common Stock

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 210 Value ($000) $4 Avg Close $26.90 Range $20.22 - $37.67

Q2 2022

Shares 20 Value ($000) $0 Avg Close $59.55 Range $25.43 - $116.90

Q4 2021

Shares 5,000 Value ($000) $756 Avg Close $249.80 Range $128.45 - $401.49

Q1 2021

Shares 1,200 Value ($000) $154 Avg Close $76.68 Range $38.05 - $165.66

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	210	$4	$26.90	$20.22 - $37.67
Q2 2022	20	$0	$59.55	$25.43 - $116.90
Q4 2021	5,000	$756	$249.80	$128.45 - $401.49
Q1 2021	1,200	$154	$76.68	$38.05 - $165.66