UPSTART HLDGS INC

CUSIP: 91680MAD9 Class: NOTE 2.000%10/0

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LINDEN ADVISORS LP187,145,000$236,795
WHITEBOX ADVISORS LLC70,000,000$88,200
D. E. Shaw & Co., Inc.39,870,000$50,456
DeepCurrents Investment Group LLC18,778,000$23,641
Nuveen, LLC14,574,000$18,363
BNP PARIBAS ARBITRAGE, SA9,278,000$11,690
STATE STREET CORP8,407,000$10,692
Jefferies Financial Group Inc.7,286,000$9,238
ARISTEIA CAPITAL, L.L.C.6,000,000$7,590
LAZARD ASSET MANAGEMENT LLC5,782,000$73
BlackRock, Inc.5,325,000$6,710
TWO SIGMA INVESTMENTS, LP5,000,000$6,300
FMR LLC4,824,000$6,078
Invesco Ltd.2,500,000$3,150
ADVENT CAPITAL MANAGEMENT /DE/2,315,000$2,940
Universal- Beteiligungs- und Servicegesellschaft mbH1,300,000$1,685
PALISADE CAPITAL MANAGEMENT, LP1,226,000$1,548
Man Group plc700,000$903
LuminArx Capital Management LP500,000$633
Virtus ETF Advisers LLC25,000$32
NATIXIS20,934$27,036
Total (21 institutions)390,855,934$513,752