CUSIP: 91879QAN9 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| RiverPark Advisors, LLC | 14,926,000 | $14,933 |
| Crossingbridge Advisors, LLC | 14,926,000 | $14,933 |
| MML INVESTORS SERVICES, LLC | 20,000 | $20 |
| STIFEL FINANCIAL CORP | 14,970 | $15 |
| CoreCap Advisors, LLC | 5,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Radcliffe Capital Management, L.P. | 10,000,000 | 33,692,000 | +23,692,000 (+236.9%) |
| OSTERWEIS CAPITAL MANAGEMENT INC | 31,704,000 | 41,704,000 | +10,000,000 (+31.5%) |
| GLAZER CAPITAL, LLC | 7,055,000 | 40,491,000 | +33,436,000 (+473.9%) |
| Man Group plc | 51,950,000 | 53,650,000 | +1,700,000 (+3.3%) |
| MILLENNIUM MANAGEMENT LLC | 25,000,000 | 28,000,000 | +3,000,000 (+12.0%) |
| CITIGROUP INC | 87,000 | 1,281,000 | +1,194,000 (+1372.4%) |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 905,000 | 932,000 | +27,000 (+3.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PALISADE CAPITAL MANAGEMENT, LP | 8,786,000 | 6,669,000 | -2,117,000 (-24.1%) |
| OAKTREE CAPITAL MANAGEMENT LP | 6,090,000 | 1,819,000 | -4,271,000 (-70.1%) |
| MACKAY SHIELDS LLC | 5,759,000 | 5,408,000 | -351,000 (-6.1%) |
| Russell Investments Group, Ltd. | 4,856,000 | 763,000 | -4,093,000 (-84.3%) |
| WELLS FARGO & COMPANY/MN | 11,181,000 | 1,567,000 | -9,614,000 (-86.0%) |
| BANK OF AMERICA CORP /DE/ | 8,000 | 1,000 | -7,000 (-87.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 6,996,000 | $6,916 |
| ARISTEIA CAPITAL, L.L.C. | 4,803,000 | $4,748 |
| TORONTO DOMINION BANK | 14,926,000 | $14,650 |
| Point72 Asset Management, L.P. | 12,500,000 | $12,337 |
| Thrivent Financial for Lutherans | 12,660,000 | $12 |
| STATE STREET CORP | 11,084,000 | $10,925 |
| FIFTH THIRD BANCORP | 11,000 | $1,085 |
| BlackRock, Inc. | 5,192,000 | $5,119 |
| BARCLAYS PLC | 1,242,000 | $1,171 |
| CSS LLC/IL | 86,000 | $85 |
| JANE STREET GROUP, LLC | 331,000 | $326 |
| FMR LLC | 124,000 | $122 |
| LAZARD ASSET MANAGEMENT LLC | 2,600,000 | $26 |
| BNP Paribas Investment Partners S.A. | 2,000,000 | $2 |
| ROYAL BANK OF CANADA | 7,000 | $7 |