VANECK ETF TRUST

Ticker: MORT CUSIP: 92189F452 Class: MORTGAGE REIT

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 231 Value ($000) $2 Avg Close — Range —
Q4 2019
Shares 231 Value ($000) $6 Avg Close — Range —
Q3 2019
Shares 231 Value ($000) $5 Avg Close — Range —
Q2 2019
Shares 231 Value ($000) $5 Avg Close — Range —
Q1 2019
Shares 231 Value ($000) $5 Avg Close — Range —
Q4 2018
Shares 231 Value ($000) $5 Avg Close — Range —
Q3 2018
Shares 949 Value ($000) $23 Avg Close — Range —
Q2 2018
Shares 949 Value ($000) $23 Avg Close — Range —
Q1 2018
Shares 949 Value ($000) $22 Avg Close — Range —
Q4 2017
Shares 949 Value ($000) $23 Avg Close — Range —
Q3 2017
Shares 167 Value ($000) $4 Avg Close — Range —
Q2 2017
Shares 167 Value ($000) $4 Avg Close — Range —
Q1 2017
Shares 175 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 175 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 175 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 175 Value ($000) $4 Avg Close — Range —