VANECK ETF TRUST

Ticker: MORT CUSIP: 92189F452 Class: MORTGAGE REIT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
HighTower Advisors, LLC1,273,864$13,388
LPL Financial LLC1,212,310$12,741
Gradient Investments LLC706,782$7,428
MORGAN STANLEY694,284$7,297
BANK OF AMERICA CORP /DE/642,343$6,751
TWO SIGMA INVESTMENTS, LP638,349$6,709
AXS Investments LLC266,501$2,801
MML INVESTORS SERVICES, LLC265,520$2,791
Cetera Investment Advisers250,144$2,629
Arete Wealth Advisors, LLC247,659$3
Ashton Thomas Private Wealth, LLC245,471$2,580
ENVESTNET ASSET MANAGEMENT INC153,376$1,612
Steward Partners Investment Advisory, LLC145,104$1,525
Integras Partners LLC138,851$1,459
ROYAL BANK OF CANADA133,930$1,408
Soltis Investment Advisors LLC122,677$1,289
Equitable Holdings, Inc.116,100$1,220
WEDBUSH SECURITIES INC111,390$1
Focused Wealth Management, Inc109,587$1,152
H&H Retirement Design & Management INC98,173$1,053
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC66,717$718
RAYMOND JAMES FINANCIAL INC58,238$612
STIFEL FINANCIAL CORP57,993$610
Cascade Financial Partners, LLC56,956$599
New England Private Wealth Advisors LLC55,755$586
Anson Capital, Inc.55,118$579
Fifth Third Securities, Inc.53,192$559
OneAscent Family Office, LLC50,581$532
Qube Research & Technologies Ltd49,043$515
Cambridge Investment Research Advisors, Inc.47,381$0
AlphaCore Capital LLC44,750$470
OSAIC HOLDINGS, INC.41,794$439
CITADEL ADVISORS LLC39,405$414
Hillsdale Investment Management Inc.38,800$408
Advyzon Investment Management, LLC36,910$388
Marshall & Sterling Wealth Advisors Inc.36,166$380
HRT FINANCIAL LP33,404$0
UBS Group AG31,940$336
SAX WEALTH ADVISORS, LLC30,000$315
Quadrature Capital Ltd29,817$313
Wealthfront Advisers LLC28,399$298
XTX Topco Ltd28,004$294
JPMORGAN CHASE & CO26,896$283
Institute for Wealth Management, LLC.26,455$278
NewEdge Advisors, LLC24,084$253
Tower Research Capital LLC (TRC)21,440$225
Jaffetilchin Investment Partners, LLC20,781$218
Sigma Planning Corp20,288$213
Lido Advisors, LLC19,030$205
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC18,250$192
Sowell Financial Services LLC15,424$162
TPG Advisors LLC15,133$159
JANE STREET GROUP, LLC15,025$158
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO13,732$144
ASB Consultores, LLC13,710$154
Harvest Investment Services, LLC13,608$143
Thrivent Financial for Lutherans12,700$0
Rockefeller Capital Management L.P.12,534$132
Wealthcare Advisory Partners LLC12,252$129
SUSQUEHANNA INTERNATIONAL GROUP, LLP11,929$125
Clear Creek Financial Management, LLC10,250$108
Keating Financial Advisory Services, Inc.7,690$81
Triumph Capital Management7,043$74
HOLLENCREST CAPITAL MANAGEMENT7,040$74
Phoenix Holdings Ltd.6,706$4,268
Investors Research Corp5,258$55
HUNTINGTON NATIONAL BANK4,840$51
MAI Capital Management4,305$45
FMR LLC3,540$37
Kestra Advisory Services, LLC3,177$33
AE Wealth Management LLC1,455$15
Motiv8 Investments LLC1,250$0
US BANCORP \DE\555$6
JONES FINANCIAL COMPANIES LLLP512$5
NATIONAL BANK OF CANADA /FI/339$4
COUNTRY TRUST BANK300$3
Aspect Partners, LLC300$3
VAN DEN BERG MANAGEMENT I, INC240$3
SIMPLEX TRADING, LLC237$2
Roble, Belko & Company, Inc190$0
Ronald Blue Trust, Inc.150$2
Global Retirement Partners, LLC113$1
Founders Financial Alliance, LLC50$1
Elevated Capital Advisors, LLC23$0
Farther Finance Advisors, LLC21$0
CWM, LLC13$0
HARBOUR INVESTMENTS, INC.10$0
WELLS FARGO & COMPANY/MN2$0
SIGNATUREFD, LLC2$0
CITIGROUP INC1$0
O'SHAUGHNESSY ASSET MANAGEMENT, LLC1$0
Total (91 institutions)8,921,662$93,251