VANECK ETF TRUST

Ticker: MORT CUSIP: 92189F452 Class: MORTGAGE REIT

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 10,567 Value ($000) $177 Avg Close — Range —
Q2 2020
Shares 24,227 Value ($000) $326 Avg Close — Range —
Q4 2019
Shares 19,458 Value ($000) $467 Avg Close — Range —
Q3 2019
Shares 23,269 Value ($000) $542 Avg Close — Range —
Q2 2019
Shares 22,599 Value ($000) $524 Avg Close — Range —
Q1 2019
Shares 22,003 Value ($000) $519 Avg Close — Range —
Q4 2018
Shares 21,948 Value ($000) $468 Avg Close — Range —
Q3 2018
Shares 21,637 Value ($000) $520 Avg Close — Range —
Q2 2018
Shares 15,398 Value ($000) $367 Avg Close — Range —
Q1 2018
Shares 16,659 Value ($000) $383 Avg Close — Range —
Q4 2017
Shares 16,337 Value ($000) $393 Avg Close — Range —
Q3 2017
Shares 15,167 Value ($000) $383 Avg Close — Range —
Q2 2017
Shares 14,239 Value ($000) $352 Avg Close — Range —
Q1 2017
Shares 13,611 Value ($000) $327 Avg Close — Range —