Ticker: BBH CUSIP: 92189F726 Class: BIOTECH ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Continuum Advisory, LLC | 1,262 | $239 |
| TWO SIGMA INVESTMENTS, LP | 11,800 | $2,233 |
| Focus Financial Network, Inc. | 1,087 | $206 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2,522 | $477 |
| MML INVESTORS SERVICES, LLC | 2,027 | $384 |
| Private Advisor Group, LLC | 1,150 | $218 |
| ENVESTNET ASSET MANAGEMENT INC | 1,763 | $334 |
| PHILADELPHIA TRUST CO | 1,100 | $0 |
| HUNTINGTON NATIONAL BANK | 700 | $132 |
| FLAGSHIP HARBOR ADVISORS, LLC | 250 | $47 |
| Root Financial Partners, LLC | 100 | $19 |
| SIMPLEX TRADING, LLC | 125 | $24 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 113 | $21 |
| UBS ASSET MANAGEMENT AMERICAS INC | 47 | $9 |
| Sound Income Strategies, LLC | 28 | $5 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 11 | $2 |
| AE Wealth Management LLC | 11 | $2 |
| Triumph Capital Management | 8 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Paragon Private Wealth Management, LLC | 13,394 | 14,593 | +1,199 (+9.0%) |
| Conservest Capital Advisors, Inc. | 15,251 | 16,494 | +1,243 (+8.2%) |
| MORGAN STANLEY | 31,660 | 59,010 | +27,350 (+86.4%) |
| LPL Financial LLC | 19,462 | 31,813 | +12,351 (+63.5%) |
| Evelyn Partners Asset Management Ltd | 805 | 941 | +136 (+16.9%) |
| BANK OF AMERICA CORP /DE/ | 42,444 | 45,963 | +3,519 (+8.3%) |
| RAYMOND JAMES FINANCIAL INC | 69,809 | 72,011 | +2,202 (+3.2%) |
| JONES FINANCIAL COMPANIES LLLP | 2,548 | 4,350 | +1,802 (+70.7%) |
| GSA CAPITAL PARTNERS LLP | 1,249 | 2,234 | +985 (+78.9%) |
| UBS Group AG | 18,801 | 20,175 | +1,374 (+7.3%) |
| WELLS FARGO & COMPANY/MN | 28,013 | 29,357 | +1,344 (+4.8%) |
| Bleakley Financial Group, LLC | 17,529 | 17,752 | +223 (+1.3%) |
| Corient Private Wealth LLC | 5,005 | 5,483 | +478 (+9.6%) |
| FMR LLC | 531 | 1,051 | +520 (+97.9%) |
| Allworth Financial LP | 120 | 426 | +306 (+255.0%) |
| STIFEL FINANCIAL CORP | 6,629 | 6,848 | +219 (+3.3%) |
| Wealthfront Advisers LLC | 5,391 | 5,513 | +122 (+2.3%) |
| BlackRock, Inc. | 110 | 165 | +55 (+50.0%) |
| Global Retirement Partners, LLC | 124 | 154 | +30 (+24.2%) |
| 1 NORTH WEALTH SERVICES LLC | 78 | 79 | +1 (+1.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Miller Investment Management, LP | 80,758 | 38,925 | -41,833 (-51.8%) |
| Aspen Grove Capital, LLC | 9,978 | 7,438 | -2,540 (-25.5%) |
| Plan A Wealth LLC | 3,087 | 2,320 | -767 (-24.8%) |
| PACIFIC SUN FINANCIAL CORP | 4,243 | 4,106 | -137 (-3.2%) |
| ALTFEST L J & CO INC | 8,852 | 8,613 | -239 (-2.7%) |
| Hummer Financial Advisory Services Inc | 1,410 | 1,360 | -50 (-3.5%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,354 | 1,188 | -8,166 (-87.3%) |
| GOLDMAN SACHS GROUP INC | 109,298 | 102,079 | -7,219 (-6.6%) |
| ROYAL BANK OF CANADA | 14,381 | 13,278 | -1,103 (-7.7%) |
| NORTHERN TRUST CORP | 2,120 | 1,100 | -1,020 (-48.1%) |
| JANE STREET GROUP, LLC | 2,000 | 1,200 | -800 (-40.0%) |
| Pine Valley Investments Ltd Liability Co | 2,150 | 1,950 | -200 (-9.3%) |
| JPMORGAN CHASE & CO | 2,816 | 2,202 | -614 (-21.8%) |
| OSAIC HOLDINGS, INC. | 1,301 | 887 | -414 (-31.8%) |
| ASPIRIANT, LLC | 3,727 | 3,587 | -140 (-3.8%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,129 | 9,643 | -486 (-4.8%) |
| Williams Jones Wealth Management, LLC. | 2,200 | 2,000 | -200 (-9.1%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 2,270 | 2,060 | -210 (-9.3%) |
| AMERIPRISE FINANCIAL INC | 6,495 | 6,416 | -79 (-1.2%) |
| Blue Fin Capital, Inc. | 1,570 | 1,544 | -26 (-1.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| BOSTON RESEARCH & MANAGEMENT INC | 10,446 | $2 |
| Texas Yale Capital Corp. | 2,085 | $345 |
| CITIGROUP INC | 2,650 | $439 |
| CITADEL ADVISORS LLC | 2,853 | $473 |
| Tower Research Capital LLC (TRC) | 260 | $43 |
| Ameritas Advisory Services, LLC | 150 | $25 |
| TD Waterhouse Canada Inc. | 92 | $16 |
| HOLLENCREST CAPITAL MANAGEMENT | 70 | $12 |
| PRINCIPAL SECURITIES, INC. | 72 | $12 |
| Wealthspire Advisors, LLC | 68 | $11 |
| NATIONAL BANK OF CANADA /FI/ | 25 | $4 |
| Ronald Blue Trust, Inc. | 12 | $2 |
| MATHER GROUP, LLC. | 1 | $0 |
| HANTZ FINANCIAL SERVICES, INC. | 25 | $0 |