CUSIP: 92277GAZ0 Class: NOTE 3.750% 6/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Amundi | 5,000,000 | $706,000 |
| MIZUHO SECURITIES USA LLC | 9,195,000 | $13,494 |
| ODDO BHF ASSET MANAGEMENT SAS | 425 | $608 |
| Goldstein Advisors, LLC | 15,000 | $21 |
| MML INVESTORS SERVICES, LLC | 45,000 | $64 |
| NewEdge Advisors, LLC | 18,000 | $25 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Aequim Alternative Investments LP | 74,000,000 | 100,000,000 | +26,000,000 (+35.1%) |
| INCOME RESEARCH & MANAGEMENT | 5,290,000 | 5,475,000 | +185,000 (+3.5%) |
| Warberg Asset Management LLC | 6,696,000 | 10,243,000 | +3,547,000 (+53.0%) |
| CAMDEN ASSET MANAGEMENT L P /CA | 83,955,000 | 85,155,000 | +1,200,000 (+1.4%) |
| CSS LLC/IL | 2,977,000 | 10,317,000 | +7,340,000 (+246.6%) |
| TWO SIGMA INVESTMENTS, LP | 41,286,000 | 61,997,000 | +20,711,000 (+50.2%) |
| WELLS FARGO & COMPANY/MN | 5,622,000 | 28,987,000 | +23,365,000 (+415.6%) |
| JPMORGAN CHASE & CO | 5,756,000 | 8,257,000 | +2,501,000 (+43.5%) |
| BANK OF AMERICA CORP /DE/ | 9,591,000 | 11,593,000 | +2,002,000 (+20.9%) |
| BNP PARIBAS ARBITRAGE, SA | 605,000 | 1,834,000 | +1,229,000 (+203.1%) |
| BlackRock, Inc. | 8,525,000 | 10,225,000 | +1,700,000 (+19.9%) |
| STATE STREET CORP | 17,448,000 | 18,576,000 | +1,128,000 (+6.5%) |
| CITIGROUP INC | 6,344,000 | 6,653,000 | +309,000 (+4.9%) |
| AMERIPRISE FINANCIAL INC | 28,000 | 32,000 | +4,000 (+14.3%) |
| Thrivent Financial for Lutherans | 6,934,000 | 7,121,000 | +187,000 (+2.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 102,867,000 | 73,569,000 | -29,298,000 (-28.5%) |
| ZAZOVE ASSOCIATES LLC | 47,695,000 | 42,175,000 | -5,520,000 (-11.6%) |
| ABN AMRO INVESTMENT SOLUTIONS | 400,000 | 200 | -399,800 (-100.0%) |
| Laffer Tengler Investments, Inc. | 21,870 | 2,427 | -19,443 (-88.9%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 5,644,000 | 1,932,000 | -3,712,000 (-65.8%) |
| SSI INVESTMENT MANAGEMENT LLC | 12,077,000 | 11,065,000 | -1,012,000 (-8.4%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 16,874,000 | 12,899,000 | -3,975,000 (-23.6%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 17,238,000 | 14,150,000 | -3,088,000 (-17.9%) |
| VICTORY CAPITAL MANAGEMENT INC | 54,777,000 | 51,884,000 | -2,893,000 (-5.3%) |
| MORGAN STANLEY | 5,440,000 | 1,310,000 | -4,130,000 (-75.9%) |
| BARCLAYS PLC | 2,590,000 | 213,000 | -2,377,000 (-91.8%) |
| DEUTSCHE BANK AG\ | 13,960,000 | 12,161,000 | -1,799,000 (-12.9%) |
| FMR LLC | 31,603,000 | 29,173,000 | -2,430,000 (-7.7%) |
| WELLINGTON MANAGEMENT GROUP LLP | 5,685,000 | 4,055,000 | -1,630,000 (-28.7%) |
| BANK OF MONTREAL /CAN/ | 7,761,000 | 6,500,000 | -1,261,000 (-16.2%) |
| Russell Investments Group, Ltd. | 4,404,000 | 4,026,000 | -378,000 (-8.6%) |
| Candriam S.C.A. | 1,900 | 1,700 | -200 (-10.5%) |
| Bank of New York Mellon Corp | 500,000 | 350,000 | -150,000 (-30.0%) |
| Union Bancaire Privee, UBP SA | 2,575,000 | 2,525,000 | -50,000 (-1.9%) |
| &PARTNERS | 204,000 | 193,000 | -11,000 (-5.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| RWC Asset Management LLP | 5,125,000 | $6,582 |
| Boussard & Gavaudan Investment Management LLP | 500 | $648 |
| Virtus ETF Advisers LLC | 47,000 | $61 |
| Jefferies Financial Group Inc. | 1,342,000 | $1,730 |
| Man Group plc | 2,630,000 | $3,383 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,200,000 | $1,549 |
| NOMURA HOLDINGS INC | 14,816 | $1,037 |
| ROYAL BANK OF CANADA | 295,000 | $381 |
| JANE STREET GROUP, LLC | 228,000 | $293 |