VERTICAL CAP INCOME FD

Ticker: CCIF CUSIP: 92535C104 Class: SHS BEN INT

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY627,331$2,942
Cambridge Investment Research Advisors, Inc.407,234$2
Bulldog Investors, LLP337,241$1,582
J.W. COLE ADVISORS, INC.305,394$1,432
HANCOCK WHITNEY CORP217,347$1,019
Thomas J. Herzfeld Advisors, Inc.201,113$943
Almitas Capital LLC157,285$738
Eagle Point Credit Management LLC155,393$729
Cetera Investment Advisers68,752$322
GatePass Capital, LLC68,500$321
MELFA WEALTH MANAGEMENT, LLC52,974$248
Marex Group plc50,864$239
JANE STREET GROUP, LLC41,987$197
CURA WEALTH ADVISORS, LLC35,721$168
CITADEL ADVISORS LLC34,300$161
Kovack Advisors, Inc.26,902$126
BlackRock, Inc.26,205$123
Pasadena Private Wealth, LLC19,000$89
XTX Topco Ltd17,633$83
WEDBUSH SECURITIES INC15,918$0
Belpointe Asset Management LLC15,900$75
Virtu Financial LLC15,834$0
OSAIC HOLDINGS, INC.13,330$63
Freestate Advisors LLC12,236$57
LPL Financial LLC10,378$49
CIBC Private Wealth Group, LLC3,000$14
DV EQUITIES, LLC2,106$10
UBS Group AG1,245$6
BNP PARIBAS ARBITRAGE, SA874$4
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO860$4
Global Retirement Partners, LLC430$2
CWM, LLC182$0
Pinnacle Wealth Planning Services, Inc.142$1
CoreCap Advisors, LLC128$1
WPG Advisers, LLC81$0
COMERICA BANK16$0
WELLS FARGO & COMPANY/MN2$0
Total (37 institutions)2,943,838$11,749