VERTICAL CAP INCOME FD

Ticker: CCIF CUSIP: 92535C104 Class: SHS BEN INT

HARBOUR INVESTMENTS, INC.'s Holding History (CIK: 0000810121)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 10,159 Value ($000) $107 Avg Close — Range —

Q2 2021

Shares 9,935 Value ($000) $107 Avg Close — Range —

Q1 2021

Shares 9,719 Value ($000) $100 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	10,159	$107	—	—
Q2 2021	9,935	$107	—	—
Q1 2021	9,719	$100	—	—